Director, Investment Risk, Asia Investment Management

3 months ago


Hong Kong, Hong Kong SAR China Sun Life Full time

Job Description

: Director , Investment Risk , Enterprise Asset Management

Location: Hong Kong

Working within the Risk and Compliance, Enterprise Asset Management Team, this position plays a key role in providing oversight and challenge of investment risk practices and initiatives across the General Account and Segregated Account assets of Sun Life in Asia. 

The Director will be focused on Risk monitoring for operational management purposes and Operational Risk governance through delivery of updates to policies, operating guidelines and reporting. The role will support the development and oversight of investment and risk policies and guidelines covering the Sun Life entities in Asia. The role will also be engaged in risk reviews of investment initiatives, issues and errors.

The Director will interact continuously with colleagues in our Asian investment functions and will develop close working relationships with the Regional teams, the Corporate Operational and Enterprise Risk Management Teams, SLC Risk and SLC Investment Finance, as well as other professionals across the Company.

The role reports to the VP Head of Investment Risk and Compliance, Asia and Operational Risk, Enterprise Asset Management.

Main Accountabilities

Ensuring the program for the update and approval of Investment Risk policies and operating guidelines functions efficiently and meets the needs of all relevant stakeholders. Support the review of investment related agreements. Investigate Operational Risk Events and recommend remediation actions and process improvements to close the control deficiency.  Responsible for the production, consolidation and reporting of investment risk and compliance related management information, key risk indicators and issue updates to provide a holistic perspective of risks across Investment operations and into applicable governance forums. Support the effective implementation of operational risk policies, review supplier relationship manager reports and inventories, model inventories, risk dashboards and monitor risk limits, metrics, required risk processes and controls. Support development, maintenance, and oversight of subsidiary and legal entity Investment Risk policies and Operating Guidelines (content, limits, authorities etc.) and/or subsidiary operating guidelines Provide oversight and challenge of existing risk management processes and ensure effective implementation of enhancements related to operational risk standards, Enterprise policies and operating guidelines.

Competencies

Professional/financial designations (FCIA, CFA, CA, or equivalent) Financial services business experience (5+ years), with a background in risk management and investment management. Good knowledge of investment management processes. Good understanding of typical asset classes on an insurance company’s General and Segregated Accounts. Ability to build strong working relationships across various functional areas, professions, and management levels. Analytical skills and mindset. Strong written and verbal communication.

Job Category:

Risk Management

Posting End Date:

30/07/2024

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