Compliance Risk Manager for Investment Products

Job SummaryAs a Compliance Expert - Investment Products, you will provide critical guidance on rules and regulations related to investment products, including PE/VC/Hedge Funds, Fixed Income, Structured Products, and Derivatives. You will be responsible for assisting with regulatory inquiries, surveys, and examinations, collaborating with internal...

At SAFE Investment, we are seeking a highly skilled Risk Associate to join our team.About the Role:We offer an attractive remuneration package with a salary range of approximately $120,000 - $180,000 per annum, depending on experience and qualifications.The successful candidate will be responsible for monitoring, measuring, and managing all aspects of risk...

At SAFE Investment, we are seeking a dedicated and detail-oriented Risk and Compliance Associate to provide administrative support to our Legal Department.Job Responsibilities:Handle internal staff's compliance matters with precision and timeliness.Provide secretarial and administrative support, such as document processing, filing, data checking and...

Job DescriptionAs a Risk Associate at SAFE Investment, you will play a crucial role in monitoring, measuring, and managing all aspects of risk in our day-to-day activities.Key Responsibilities:Provide expert advice to the investment team to ensure adherence to investment mandate and risk policies.Ensure achievement of all requirements of audit and...

Hang Seng Bank is committed to delivering exceptional service excellence. As our most valuable asset, our people play a vital role in enhancing performance for customers and providing top-notch products and services.We seek talented professionals who can thrive in a dynamic environment with opportunities for growth, competitive compensation packages, and a...

Job DescriptionHang Seng Bank Limited is committed to excellence in service. Our people are our most valuable asset, playing a vital role in enhancing performance for customers and providing best-in-class products and services.We seek high-calibre talent by offering a dynamic working environment, good career development opportunities, and competitive...

Unlock Your Potential with CitiCiti is a global bank with a rich history of innovation and growth. We're committed to empowering our employees to reach their full potential and make a meaningful impact in the world. As a Senior Compliance Risk Officer, you'll play a critical role in ensuring that our business practices align with regulatory requirements and...

About Larson MaddoxLarson Maddox is seeking a seasoned Compliance Manager to lead the development and implementation of effective compliance frameworks for our Investment and Insurance operations.Key ResponsibilitiesCompliance Framework DevelopmentDesign, implement, and maintain comprehensive compliance policies, procedures, and controls.Regulatory Guidance...

Job SummaryThe Director of Investment Risk for Asia Investment Management plays a crucial role in overseeing investment risk practices and initiatives across the General Account and Segregated Account assets of Sun Life in Asia.This position is part of the Risk and Compliance, Enterprise Asset Management Team, and is responsible for providing oversight and...

About the RoleCiti, a global leader in financial services, seeks an experienced Compliance Product Risk Officer to join our APAC team.This role will play a crucial part in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. You will design and deliver a risk management framework...

Job Summary: We are seeking a seasoned Compliance professional to join our team as Director, Compliance, Asia Investment Management. The successful candidate will be responsible for establishing and maintaining a fit-for-purpose asset management Regulatory Compliance Management (RCM) program within Asia Investment Management.Key Responsibilities:Establish a...

Job Title: Compliance Risk ManagerWe are seeking a highly skilled Compliance Risk Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will be responsible for formulating and updating compliance risk and KYC policies and procedures in line with the latest regulatory requirements and market practices.Key...

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Bank of China (Hong Kong) Limited. The successful candidate will be responsible for conducting Customer Due Diligence (CDD) and Know Your Customer (KYC) procedures, as well as improving our transaction monitoring process.The ideal candidate will have a strong...

Investment Trainee ProgramAt SAFE Investment, we are seeking talented individuals to join our 2-year investment trainee program. The program is designed to prepare candidates for further advancement in investment teams, including fundamental research, systematic investing, and trading.ResponsibilitiesOperational responsibilities:Handle all aspects related to...

About the RoleThe Company is seeking a highly motivated and experienced Compliance Professional to join their growing Compliance Team in Hong Kong.As a key member of the team, you will be responsible for drafting and formulating investment compliance policies, ensuring that all investment restrictions for funds are appropriately documented and controlled,...

Job Title: Compliance AssistantAbout the Role:We are seeking a highly organized and detail-oriented Compliance Assistant to provide administrative support to our Legal Department at SAFE Investment. This role offers a unique opportunity to contribute to the company's compliance efforts and work closely with the legal team.Key Responsibilities:- Handle...

A successful candidate for this Senior Manager, Risk and Compliance role at Hang Seng Bank will be responsible for overseeing the risks and control environment to ensure business promotions and processes are operated with consideration under risk controls and are in compliance with regulatory requirements and group guidelines.Key ResponsibilitiesSupport Card...

Job Title: Senior Compliance Risk ManagerAbout the Role:We are seeking an experienced Senior Compliance Risk Manager to lead and manage regional legal, compliance, and risk projects from initiation to completion. The successful candidate will ensure timelines, budgets, and quality standards are met.Key Responsibilities:Project Leadership: Lead regional...

Larson Maddox: A Leading Investment Bank in Hong KongWe are committed to excellence in financial services, ensuring compliance and operational integrity while supporting our clients' diverse needs.Job Summary:The ideal candidate will possess a strong background in finance, with a minimum of 5 years of experience in a control room or compliance role within an...

Join our 2-year investment trainee program to develop your skills in fundamental research, systematic investing, and trading team.As a trainee, you will work closely with mentors from portfolio managers to traders on various research projects, including corporate action analysis, company fundamental research, and big data analysis.Responsibilities:Manage...