Team Head of Compliance

Head of Compliance (FinTech) (VW-HC324) Tsim Sha Tsui, Hong KongSalary: BonusHead of Compliance (FinTech)Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Head of Compliance to lead this function.Position ResponsibilitiesEffectively manages regulatory and operational risk exposures...

Head of Compliance (FinTech) Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Head of Compliance to lead this function. Position ResponsibilitiesEffectively manages regulatory and operational risk exposures within the company's operations by driving entity-level controls and...

Job description Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of business to ensure that they effectively manage as "Risk Owners" the risks inherent in or arising from the conduct of their activities and for which they are responsible. The Head of...

Moody's Investors Service is seeking a highly skilled professional to fill the role of Regional Compliance Head in the APAC region.This position will be responsible for executing the Compliance Program in APAC and reporting directly to the Chief Compliance Officer (CCO) at Moody's Corporation.We are looking for an individual with extensive experience in...

Get AI-powered advice on this job and more exclusive features. Direct message the job poster from EC1 Partners Connecting Top Legal, Risk & Compliance FinTech Talents Our client in the digital asset space is looking for a seasoned Head of Compliance based in Hong Kong. Key Responsibilities: Drive global regulatory strategy and licensing. Develop compliance...

Responsibilities:Act as HK Compliance head and oversee compliance activities in HK. Contribute to regional compliance oversight in Australia and Singapore. Work as a senior management and manage a wide range of regulatory matters by providing professional compliance advice to the business function and top management on new business initiatives and...

Responsibilities:  Reporting to the APAC Head, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including:Being the primary liaison to the SFC exchanges and other regulatory bodies; Researching, interpreting and advising the firm regarding compliance with laws, regulations and guidance...

ResponsibilitiesManage a team of compliance professionals to manage the Bank's AML & Compliance function and act as s72B manager of the AML & Compliance function Liaise with regulators (HKMA) and file regulatory reports and other required documentation Provide advisory services to the senior management and business units on AML & Compliance related issues...

KOS International Limited is seeking a highly experienced professional to join our team as Head of Security Governance & Technology Risk.This is a newly established senior leadership position, tasked with assisting the department head in implementing robust and best practices of security governance, risk, and compliance procedures within the Technology...

Job DescriptionSUMMARY:Lead a team responsible for managing the Bank's Anti-Money Laundering (AML) and Compliance functions.Ensure adherence to the Banking Ordinance and other relevant regulations by implementing effective risk management strategies.Act as the s72B Manager of the AML and Compliance function, overseeing all aspects of regulatory...

Overview: We are on the lookout for an energetic Remittance Team Head to lead a dynamic team in the remittance processing sector This is a fantastic opportunity for a seasoned professional eager to make a significant impact and develop their career. In this strategic role, you will oversee cash management operations and team development, driving efficient...

ResponsibilitiesWork as a team head to assist on managing team member to prepare, check and review all Trade Finance Applications and Documents Perform second level review and checking for trade finance documents Work with the team head to approve and check all related transactions Check the terms & conditions of trade finance loan documents, letters and...

About the Role:We are seeking a highly experienced and skilled compliance professional to join our team as Head of Compliance Risk Management in Asia Pacific.As a key member of our APAC Compliance team, you will be responsible for leading the development and implementation of effective compliance risk management strategies across the region.Your primary...

Compliance Manager (Compliance Review)Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk ManagementResponsibilities:Assist to formulate annual compliance review plan by referencing risk assessment results.Conduct regular/ thematic compliance reviews on an ongoing basis...

Compliance Manager (Compliance Review) Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk Management Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an...

Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies. Coordinate or perform...

Job Summary: The Team Head - Generalistwill play a pivotal role in aligning HR strategies with business objectives while overseeing the development and execution of compensation strategies. This position will lead a team of 4-5 professionals, ensuring that compensation practices support the attraction, retention, and engagement of top talent. Key...

Senior Dealer (Head of Southeast Asia) Job No.: 492462 Employment Type: Full time Departments: Global Markets Job Functions: Dealing & Trading Responsibilities: Manage Southeast Asian branches' trading business. In charge of the risks/positions/market making business in the Southeast Asia market. Be responsible for supervising, leading, and...

Company Overview: Bank of Communications Co., Ltd. London Branch is a leading financial institution seeking a seasoned professional to lead our Financial Crime Compliance team.Salary: Competitive salary package and benefitsJob Description:We are looking for an experienced Assistant Head, Financial Crime Compliance to coordinate with internal departments in...

Head of Infrastructure & Operation (60698) Hong Kong About the Client Our client is a well-known and reputable listed company with a vast footprint and with their continuous expansion in their business, an excellent opportunity has arisen for a high-calibre Head of Infrastructure & Operation to join the team.About the Role Reporting to the department head,...