Team Head of Compliance

Head of Compliance (FinTech) Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Head of Compliance to lead this function. Position ResponsibilitiesEffectively manages regulatory and operational risk exposures within the company's operations by driving entity-level controls and...

Responsibilities:Act as HK Compliance head and oversee compliance activities in HK. Contribute to regional compliance oversight in Australia and Singapore. Work as a senior management and manage a wide range of regulatory matters by providing professional compliance advice to the business function and top management on new business initiatives and...

Job description A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good...

ResponsibilitiesWork as a deputy team head to assist on managing team member to prepare, check and review all Trade Finance Applications and Documents Perform second level review and checking for trade finance documents Work with the team head to approve and check all related transactions Check the terms & conditions of trade finance loan documents, letters...

ResponsibilitiesWork as a team head to assist on managing team member to prepare, check and review all Trade Finance Applications and Documents Perform second level review and checking for trade finance documents Work with the team head to approve and check all related transactions Check the terms & conditions of trade finance loan documents, letters and...

Compliance ManagerJob Summary:We are seeking a seasoned Compliance Manager to join our team at the Bank of China.This is a full-time position in the Legal and Compliance department, reporting to the Head of Compliance.The successful candidate will be responsible for formulating annual compliance review plans, conducting regular compliance reviews, and...

Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies. Coordinate or perform...

Job Description:We are looking for an experienced leader to oversee our capital markets compliance team in the Asia-Pacific region. As Head of Capital Markets Compliance Asia-Pacific, you will be responsible for managing a team of 20+ individuals and overseeing various business lines and compliance teams.The role involves designing and implementing effective...

Job Title: VP (Team Head), Anti-Scam, Legal, Compliance & Secretariat (2500002E) Job Description: Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we...

Job Summary: We are seeking an experienced professional to lead our Anti-Scam Team in preventing and investigating fraudulent transactions. As the Team Head Anti-Scam Operations, you will be responsible for analyzing complex fraud patterns and trends, developing strategies to enhance detection and prevention capabilities, and driving the implementation of...

Job DescriptionCompany Overview: Bank Of China (Hong Kong) Limited is a leading financial institution committed to providing excellent banking services.Job Summary: We are seeking an experienced Compliance Manager to join our team, responsible for ensuring compliance with regulatory requirements and internal policies.Key Responsibilities: Formulate annual...

As an important member of their HK Compliance Team, you will report to the Head of Compliance HK and be responsible for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business, ongoing compliance training for front office staff, and handling regulators' (HKEx & SFC) on-site exams and...

Cybersecurity Team Head / Senior Manager Supervise team members of Cybersecurity, Technology Governance and Data Protection domains and provide performance management and BAU support for subordinates working on assigned engagements. Review and maintain the IT policies and procedures of IT Governance. Oversee and evaluate security assessment of the adequacy...

Company OverviewConnectedGroup Limited is a financial technology platform focused on trade financing. We are currently seeking a skilled professional to lead our compliance function.Job Description:Head of ComplianceWe are looking for an experienced Head of Compliance to drive entity-level controls and implement internal and external compliance measures to...

Company OverviewNexusSearch is a leading global decentralized finance (DeFi) blockchain company based in Hong Kong, with a team of around 20 members including two in the Compliance Team. We are looking to expand our presence in Asia.Job DescriptionAs a key member of the Compliance Team, you will report directly to the Head of Compliance and handle all...

DBS Bank's Group Legal, Compliance & Secretariat is responsible for ensuring the bank's interests are protected by zealously guarding and enhancing its reputation and capital. This team works to maintain a good standing with all regulators, customers, and business partners.The Job Objective of this role is to effectively support the implementation of...

Client Overview Our client is a leading global decentralized finance (DeFi) blockchain company, headquartered in Hong Kong. With a team of around 20 members, including 2 in the Compliance Team, they are looking to expand their presence in Asia. Job Description Report directly to the Head of Compliance. Handle all compliance-related matters, including...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

The Branch Manager is a senior management professional responsible for providing full leadership and direction to a team of employees, grow sales and client base in coordination with the consumer sales team . The overall objective of this role is to lead a team grow sales, build customer loyalty and recommend the development of business strategies or...

The Role As a subject matter expert in AML based in Hong Kong, this individual will be a senior member of the AML team, reporting to the Head of FCC Compliance. Responsibilities include providing KYC/AML advisory services to various business lines, developing and implementing anti-money laundering policies and procedures, and executing training strategies...