Current jobs related to Regulatory Compliance Manager - Hong Kong - Pure Hong Kong
-
Manager, Regulatory Compliance
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China PAObank Full timeManager, Regulatory Compliance (SFC/Insurance Focus) 5 days ago Be among the first 25 applicants Provide timely advice on the regulatory compliance related matters focusing on SFC regulated activities and/or insurance distribution activities Support the regulatory compliance function covering regulated activities including SFC regulated activities and...
-
Regulatory Compliance Manager Position
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China PAObank Full timeJob Title: Regulatory Compliance Manager PositionWe are seeking a highly skilled Regulatory Compliance Manager to join our team at PAObank. As a key member of our compliance function, you will play a vital role in ensuring that our business operations are in line with regulatory requirements.About the Role:Provide timely advice on regulatory compliance...
-
Regulatory Compliance Expert
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Prosynergy Consulting Limited Full time**About Us**We are Prosynergy Consulting Limited, a leading consulting firm based in Hong Kong. Our expertise lies in providing regulatory and compliance services to financial institutions, fintech operators, and other organizations.As a Compliance Consultant at our firm, you will be responsible for ensuring that our clients comply with relevant regulations...
-
Regulatory Compliance Specialist
7 days ago
Hong Kong Island, Hong Kong SAR China Larson Maddox Full timeRegulatory Compliance SpecialistLarson Maddox is seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong.The successful candidate will be responsible for trade monitoring and surveillance, KYC/AML activities, and various general compliance tasks. This role will be part of a close-knit team of professionals, reporting directly...
-
Regulatory Compliance Specialist
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China VISTRA Full timeVistra is at the forefront of delivering progress for our clients, and we're looking for a skilled Regulatory Monitoring Manager to join our team.This exciting opportunity will see you working closely with our Global Incorporations Services to drive growth and success.You'll be responsible for managing compliance operations, executing processes in accordance...
-
Regulatory Compliance Expert
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China PingPong Payments Full timeJob DescriptionPingPong Payments is a leading provider of payment and e-commerce solutions, serving cross-border businesses with comprehensive services. We are seeking a highly skilled Compliance Business Manager to enhance our compliance efforts, ensuring seamless alignment with regulatory requirements throughout the business lifecycle.This pivotal role...
-
Regulatory Compliance Consultant
7 days ago
Hong Kong Island, Hong Kong SAR China IQ-EQ Full timeJob Summary:The ideal candidate will be responsible for providing comprehensive FRR and liquidity compliance advisory services to clients regulated by the Securities and Futures Commission (SFC). This role involves preparing and reviewing FRR submissions for Licensed Corporations (LCs) as per SFC regulatory requirements. Additional responsibilities include...
-
Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Full timeJob Summary: We are seeking a highly skilled Compliance Manager to enhance our compliance initiatives at both regional and local levels. As a key member of our team, you will play a vital role in ensuring the effectiveness of our compliance program.About Us: Our company, ConnectedGroup, is a leading provider of insurance services with a strong presence in...
-
Regulatory Compliance Expert
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Limited Full timeCompliance SpecialistA highly respected asset management firm, ConnectedGroup Limited, is seeking an experienced Compliance Specialist to join their team due to continuous business growth.Key ResponsibilitiesMonitor and maintain adherence to existing ARP Compliance policies and procedures, covering personal account dealing, gifts and entertainment, conflicts...
-
Regulatory Compliance Expert
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full timeCompany OverviewJC Executive Search is a professional recruitment firm dedicated to providing expert services in various industries.Job DescriptionWe are seeking a highly skilled Compliance Manager to handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc. The ideal...
-
Regulatory Compliance Officer
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China TalentQuest HR Limited Full timeJob Description:TalentQuest HR Limited is seeking a highly skilled Regulatory Compliance Officer to join our team.Company OverviewTalentQuest HR Limited is a leading provider of human resources solutions. Our mission is to provide innovative and effective solutions to meet the evolving needs of businesses.Job Responsibilities:Provide regulatory guidance and...
-
Regulatory Compliance Professional
19 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full timeJob DescriptionCompany OverviewJC Executive Search is a leading recruitment agency in Hong Kong, specializing in the financial and banking sectors. We are seeking an experienced Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance programs to ensure regulatory requirements are met.Conduct research on regulatory updates...
-
Regulatory Compliance Specialist
7 days ago
Hong Kong Island, Hong Kong SAR China Bohan Full timeOur client is a top-performing, growing multi-strategy hedge fund based in Hong Kong. They are expanding their team and seeking a highly skilled Regulatory Compliance Specialist to join them.Job DescriptionThe successful candidate will report directly to the Chief Operating Officer (CCO) and work collaboratively with a compliance colleague.Key...
-
Regulatory Compliance Expert
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Unicorn Advisor (HK) Limited.Key Responsibilities:Provide expert guidance and support on compliance matters related to daily operations and new business initiatives.Review and maintain internal policies and procedures to ensure adherence to regulatory...
-
Leadership Role in Regulatory Compliance
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China HKMC Annuity Limited Full timeCompany OverviewHKMC Annuity Limited is a reputable company dedicated to providing innovative annuity solutions.Job DescriptionWe are seeking a Senior Manager to provide compliance review and advisory support, ensuring the highest standards of regulatory compliance across all business areas.Key ResponsibilitiesDevelop and update compliance policies and...
-
Regulatory Compliance Specialist
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Kerry Logistics Network Limited Full timeOverviewKerry Logistics Network Limited is seeking a highly motivated Regulatory Compliance Specialist to join our team. In this role, you will be responsible for assisting in the performance and maintenance of QA activities and records for product release, product return, and repackaging to ensure compliance with GMP, GDP, and regulatory...
-
Compliance Officer
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China The Profile Group (HK) Ltd (a Wilson Company) Full timeJob DescriptionOur client, The Profile Group (HK) Ltd (a Wilson Company), is seeking a skilled Compliance Contractor to join their small compliance team for a 12-month contract.The successful candidate will be responsible for overseeing a broad range of regulatory and investment compliance matters. This includes ensuring adherence to relevant laws and...
-
Asia Pacific Regulatory Compliance Lead
15 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeAbout the RoleThe Asia Pacific Regulatory Compliance Lead will be responsible for developing and implementing compliance programs to ensure adherence to regulatory requirements. This role will involve collaborating with business stakeholders to design and implement effective compliance controls.Key ResponsibilitiesDevelop and implement compliance programs to...
-
Regulatory Compliance Specialist
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Moody's Investors Service Full timeMoody's Investors Service is a leading global integrated risk assessment firm that empowers organizations to make better decisions. We are seeking a highly skilled Senior Compliance Associate to join our team in Hong Kong.The successful candidate will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. Key...
-
Regulatory Compliance Specialist
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full timeCompany Overview:At JC Executive Search, we pride ourselves on being a leading recruitment agency in the financial services industry. Our team of experts has years of experience in finding top talent for our clients, and we are committed to providing exceptional service.We are currently seeking a Compliance Manager to join our team. The successful candidate...

Regulatory Compliance Manager
1 week ago
The Role
As a senior member of the Regulatory Compliance Team, you will be reporting to the Head of Compliance, responsible for providing compliance advice to their retail banking business, digital initiatives and investment monitoring & surveillance, new products approval, licensing as well as being heavily involved in compliance projects for the APAC region.
Your Profile
The successful candidate will be a degree holder in Law or Accounting, with a professional qualification is highly preferable. You will have at least 6 years of compliance experience in a retail banking compliance role. You will possess excellent presentation and communication skills (Ability to read & write Chinese and English is a MUST), and an ability to deal with all levels of an organization.