Regulatory Compliance Manager, Retail Banking

**Job Overview**Pure Hong Kong is seeking a seasoned Compliance Manager to join our Regulatory Compliance Team, focusing on retail banking compliance.The successful candidate will provide strategic guidance and support to the business, ensuring adherence to regulatory requirements and industry standards.**Key Responsibilities**Advise on compliance matters...

Head of Regulatory Compliance (Foreign corp bank, 100k) Your new company The Head of Regulatory Compliance will be responsible for leading the compliance function. This role involves ensuring that all banking operations adhere to relevant regulatory requirements and internal policies. The ideal candidate will provide strategic compliance advice, manage...

Head of Regulatory ComplianceYour new company The Head of Regulatory Compliance will be responsible for leading the compliance function. This role involves ensuring that all banking operations adhere to relevant regulatory requirements and internal policies. The ideal candidate will provide strategic compliance advice, manage regulatory relationships, and...

Job SummaryCaptiare Limited is seeking a seasoned Branch Manager, Retail Banking to lead our retail banking operations and drive business growth.ResponsibilitiesDevelop and implement strategic plans to achieve sales targets and branch objectives.Identify new business opportunities for the branch and explore ways to enhance customer engagement.Effectively...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Bank of China (Hong Kong) Limited. As a key member of our compliance department, you will play a critical role in ensuring that our business activities align with relevant laws and regulations.

Job Description Branch Manager Responsibilities Implement business plans to achieve preset sales targets and objectives. Generate new business for the branch. Manage branch resources, particularly with regard to the provision of quality customer service. Ensure branch operations are in compliance with the Bank's policies, procedures and regulatory...

Job DescriptionWe are seeking a highly skilled Senior Compliance Manager to join our team at Bank of China (Hong Kong) Limited.ResponsibilitiesProvide expert advice to business units on regulatory compliance matters related to investment or insurance products/services, ensuring alignment with relevant laws and regulations.Participate in and assist with...

ACCA Careers is seeking a highly skilled Regulatory Compliance Professional to join our team.The successful candidate will be responsible for monitoring bank activities to ensure compliance with state and federal laws, as well as identifying areas of non-compliance and assisting in developing corrective action plans.We require a highly experienced...

Role & responsibilities: Supervise the credit risk and service quality control of the credit approval process. Review credit policies, secured and unsecured lending policy guidelines and procedures. Monitor special credit, high-asset credit control line and loan portfolio monitoring and management. Oversee the non-performing loan portfolio to ensure the...

Responsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and...

Build and maintain strong relationships with assigned Chinese background customer portfolio. Promote wealth management products such as investment, insurance and other banking products. Ensure the selling processes are in compliance with the Bank's policies, procedures, and regulatory guidelines. Work closely with Branch Managers, District Managers,...

Job DescriptionAt Bank of China (Hong Kong) Limited, we are committed to delivering exceptional regulatory compliance services that support our business units in meeting their goals.Key Responsibilities:Advisory ServicesProvide expert advice on regulatory compliance matters related to new products, services, and business propositions to our business...

Responsibilities: Lead the team to work with business stakeholders to identify, develop, implement and monitor system and operational solutions to meet and exceed retail banking objectives Establish and maintain operational procedures on deposit, money transfer and wealth management that fulfill regulatory requirements and ensure operational efficiencies...

Company OverviewTalent Axis is a leading company in the retail banking industry, committed to providing exceptional services to our customers.Job DescriptionWe are seeking a highly skilled and experienced Chief Retail Credit Risk Manager to join our team.Key Responsibilities:Supervise and manage the credit risk management function to ensure effective control...

Job Overview">We are seeking a highly skilled Regulatory Compliance Expert to join our team at Harbridge Partners Limited. As a key member of our compliance function, you will play a critical role in ensuring the firm's clients adhere to all relevant anti-money laundering (AML) regulations.">About the Role">The successful candidate will be responsible for...

Company Overview:Larson Maddox is a leading European Securities Brokerage firm with a strong presence in Hong Kong.Position Overview:We are seeking a dedicated Regulatory Compliance Manager to join our Hong Kong team. The successful candidate will be responsible for trade monitoring and surveillance, KYC/AML activities, and various general compliance tasks....

Job DescriptionThe Bank of China (Hong Kong) Limited is seeking a Compliance Expert to join its team. The ideal candidate will have strong knowledge of regulatory requirements and be able to provide advisory services to business units.Responsibilities:Ensure that all duties are carried out in accordance with policies and internal rules and regulations of the...

Job Overview:"There are no days off in the world of business compliance. Every day brings a new challenge, and every decision has consequences. But it's this exact complexity that makes being a Business Compliance Manager so thrilling.""In this role, you will be responsible for ensuring that our bank operates within the boundaries of local, mainland and...

About UsFutu Securities International (Hong Kong) Limited is a reputable financial institution dedicated to providing top-notch services.Job DescriptionCompany OverviewWe are committed to excellence in the securities brokerage and wealth management industry.ResponsibilitiesSupport licensing operations and provide expert advice on regulatory matters.Offer...

Company Overview:Allianz Global Investors is a leading active asset management company that fosters a culture of professionalism, fulfillment, and an inclusive working environment.Key Responsibilities:Provide timely advice to the business on Anti-Financial Crime Compliance related matters, including AML/CFT, ABC, Sanctions, Fraud, and FATCA/CRS.Collaborate...