Compliance Risk Manager

Assistant Manager, Group Enterprise Risk Management/ Compliance   This role primarily provides risk management and regulatory compliance advisory to PCCW Group and its insurance business in order to ensure the relevant business teams to operate in a strict adherence to applicable internal policy standards and regulatory requirements. Your role: -...

Responsibilities Act as first line of defense to review and advise business on control matters, conduct transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks Assess product...

Responsibilities: Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities. Oversight risk monitoring and control on Southeast Asian institutions. Work with development team and vendor for digitalized project to streamline workflow and conduct data asset management. Prepare MIS reports on...

Responsibilities Provide support to branch staff according to the regulated investment products sales process Assist the planning and development of regulated investment products sales process for branches Provide support on control and monitoring program related to risk & compliance aspect Keep abreast of the market practice related to the selling...

Responsibilities: Compliance: Ensure compliance with all applicable SFC regulations, rules, and guidelines. Develop and implement policies, procedures, and controls to ensure ongoing compliance with regulatory requirements. Monitor and assess changes in AML regulations and update internal policies and procedures accordingly Stay up-to-date with new and...

Responsibilities: Plan, organize, lead and control the activities of Risk & Compliance Section Ensure that the operations of pension and trust businesses comply with the applicable legislation, rules and guidelines issued by the regulatory authorities Ensure that the investment holdings of each fund / trust are consistent with the investment objective,...

Key Responsibilities : Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff training materials Assisting the team to deal with daily operations, compliance-related, operational risk and anti-money laundering monitoring reports, etc....

Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Global...

Role & responsibilities: Supervise the credit risk and service quality control of the credit approval process. Review credit policies, secured and unsecured lending policy guidelines and procedures. Monitor special credit, high-asset credit control line and loan portfolio monitoring and management. Oversee the non-performing loan portfolio to ensure the...

Job description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Risk and Regulatory across domains. Consultant/Senior Consultant, Hong Kong (Risk & Regulatory) Due to our growth in Asia, we are...

Compliance Manager/Senior Manager   Responsibilities: Compliance Policy and Procedures: Develop and update the company's compliance policies and procedures to ensure business activities comply with national and regional financial regulatory laws. Regulatory Agency Communication: Maintain close contact with regulatory agencies to stay informed about and...

Ri Responsibilities Monitor the compliance matters related to the operations of pension and trust businesses Ensure the relevant legislation, rules and guidelines are complied with all applicable regulations, rules, codes, guidelines and standards set by regulators and the Bank Assist in devising effective risk management measures in Bank of East Asia...

Job description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Operational Strategy across domains. Senior Consultant, Hong Kong ( Regulatory & Compliance  ) Due to our growth in Asia, we are...

Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Global Risk is a...

Compliance Risk Review Specialist Permanent contract|Hong Kong|Compliance Compliance Risk Review Specialist Hong Kong, Hong Kong Permanent contract Compliance Responsibilities This is a VP role where the incumbent will have to independently manage the responsibilities set out in this job description. The Manager shall escalate any...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

Service Line Overview In KPMG's Consulting practice, we don't limit ourselves to either strategy or implementation. Instead, we deliver both. Our team in Hong Kong and in China is a young and enthusiastic team that always pushes itself to succeed. Since our creation, we've developed in-depth knowledge of an incredibly broad spread of sectors and...

Responsibilities Prepare annual compliance review plan Conduct compliance reviews and self-assessments Prepare regular management reports on compliance updates and issues Provide recommendations to strengthen the Bank’s control framework and follow up the implementation of recommendations given Communicate regularly with AMLD/CECD on latest...

Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Global...

Primary Purpose Support the Chief Compliance Officer in overseeing compliance activities for Chubb’s International Life business, focusing on our active businesses in Asia Pacific and Egypt. Assist in developing, implementing and managing compliance programs, ensuring that compliance obligations and risks are effectively identified and managed....