Assistant Manager, Compliance Monitoring

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

Responsibilities: Design and deliver compliance assurance, monitoring and testing reviews across APAC region Participate in compliance control program including KRI, KPI, RCSA, etc Provide guideline and governance of assurance activities, coordinate and facilitate on-going framework development Provide cultural leadership to enhance compliance awareness...

Responsibilities: Handle SFC licensing matters including but not limited to delisting or relisting applications; Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance; Handle the third-party and VIL deposit and withdrawal applications of the business units and perform the checking...

Job Purpose: • To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory bodies on e.g. data privacy, deposit protection, Code of Banking Practice and technology risks etc. • To assist Group Compliance Division in promoting bank wide compliance culture...

Our client is domiciled in Hong Kong and holds an Asset Management license (SFC 9) regulated by the Securities and Futures Commission of Hong Kong. They are currently seeking an experienced compliance manager who are directly involved with a Type 9 manager preferably with SFC audit experience.   Role & Responsibilities Assist in all general compliance...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

about the company.Our client is a prominent fully licensed bank in the Hong Kong marketabout the team.You will be joining the Risk Management Team, which boasts a sizable team and a friendly cultureabout the job.Develop, review, and update bank credit policies, procedures, and guidelines in compliance with statutory and regulatory requirements as well as the...

Key Responsibilities : Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff training materials Assisting the team to deal with daily operations, compliance-related, operational risk and anti-money laundering monitoring reports, etc....

Responsibilities: Act as first line of defense to conduct AML and investment/banking related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks Review KYC profiles,...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

Responsibilities: Assist in formulating and maintaining compliance policies and procedures Perform compliance investigation, checking, monitoring and review Ensure that the Bank’s operations meet with the relevant legal and regulatory requirements as well as industry guidelines and practices Provide compliance advice to business and support units ...

Key Responsibilities Undertake investigations into any suspicious transactions or complaints reported or made by both internal and external customers in accordance with AML requirements Report suspicious cases to respective bodies including file STR and report JFIU in timely manner Liaise with regulators and law enforcement agency in relation to AML case...

Assist the Head of Compliance to promote ethical and proper business practices. Support in development, implementation and monitoring of compliance programs and training. Provide compliance advice to business units. And assist in counseling the business on matters of risk affecting the overall reputation and public image of the organization.Job...

Assist the Head of Compliance to promote ethical and proper business practices. Support in development, implementation and monitoring of compliance programs and training. Provide compliance advice to business units. And assist in counseling the business on matters of risk affecting the overall reputation and public image of the organization. Job...

Assistant Manager, Group Enterprise Risk Management/ Compliance   This role primarily provides risk management and regulatory compliance advisory to PCCW Group and its insurance business in order to ensure the relevant business teams to operate in a strict adherence to applicable internal policy standards and regulatory requirements. Your role: -...

Main Content Assistant Vice President / Senior Manager, General Banking Compliance Assistant Vice President / Senior Manager, General Banking Compliance Responsibilities: Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new banking business and operations Manage...

Based in Hong Kong, the Assistant Compliance Manager – Northeast Asia ("NEA") is responsible for the compliance function of NEA, reporting to the Compliance Manager NEA. He/she will:Define and rollout the GRC Controls Framework and the wider internal governance, in conjunction with Maisons and Functions stakeholders in NEA, APAC Region and the Richemont...

KEY RESPONSIBILITIES Based in Hong Kong, the Assistant Compliance Manager – Northeast Asia (“NEA”) is responsible for the compliance function of NEA, reporting to the Compliance Manager NEA. He/she will: Define and rollout the GRC Controls Framework and the wider internal governance, in conjunction with Maisons and Functions stakeholders in NEA,...

Based in Hong Kong, the Assistant Compliance Manager – Northeast Asia (“NEA”) is responsible for the compliance function of NEA, reporting to the Compliance Manager NEA. He/she will: Define and rollout the GRC Controls Framework and the wider internal governance, in conjunction with Maisons and Functions stakeholders in NEA, APAC Region and the...

Primary Purpose Support the Chief Compliance Officer in overseeing compliance activities for Chubb’s International Life business, focusing on our active businesses in Asia Pacific and Egypt. Assist in developing, implementing and managing compliance programs, ensuring that compliance obligations and risks are effectively identified and managed....