Manager

4 weeks ago


Hong Kong, Hong Kong SAR China Securities and Futures Commission Full time
Manager - Investment Products

Ref.: SFC/MGR/IP/240112

Duties & Responsibilities:

In the ever-changing market conditions, regulators worldwide are facing increasing challenges posed by financial innovation and complex regulatory issues. As a securities regulator, the SFC is charged with the responsibilities to protect investors and to facilitate market development.

If you see yourself possessing the qualities to serve the Hong Kong market as a securities regulator, and being part of an expanding professional team in product authorization and policy formulation for fostering Hong Kong’s market development, we invite you to join us as a Manager in our Investment Products Division.

The successful candidates will be responsible for a combination of regulatory work, including the processing of applications for authorisation of retail investment products, their offering documents and marketing materials in accordance with SFC product codes; on-going monitoring of such products and gathering and analyzing market information and investment products data; providing assistance to policy-oriented research and comparative studies on international securities regulation; assisting in research projects and analysing regulatory policies, macro-economics and financial matters in Hong Kong, Mainland China and overseas markets.

Requirements:

To be successful in this role, you should have a university degree in Law / Economic / Accounting / Finance, preferably with a minimum of five years of solid and relevant work experience in the financial services or related industries. Exposure gained in regulatory bodies, major law or audit firms, international investment banks or asset managers is preferable, with background in analytics and experience in market risk management, design and collection, mapping and analysis of market data and fund related portfolios data a plus. Experience in IPO or corporate finance related work, listed company audits and good knowledge of the Listing Rules will also be an added advantage. You should have excellent analytical, numerical, writing, presentation and interpersonal skills, and ability to work under pressure and meet deadlines. An excellent command of spoken and written English and Chinese is required, with proficiency in Putonghua a plus.



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