Assistant Manager, Compliance

3 weeks ago


Kwun Tong District, Hong Kong SAR China Sun Life Financial Full time
Assistant Manager, Compliance

Apply locations: Hunghom, Kowloon, Hong KongTime type: Full timePosted on: Posted 30+ Days AgoJob requisition id: JR00105482You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do. Discover how you can make a difference in the lives of individuals, families and communities around the world.Job Description:Assist first line to execute market conduct controls to ensure the controls are met with the IA and the company requirements.

Assist line manager to prepare Complaint & Investigation Committee Meeting materials and follow up on all agreed actions with stakeholders in a timely manner.

Work closely with the first line Quality Assurance teams to ensure sales conduct is well managed and monitored as well as report all control deficiencies to line manager in a timely manner.

Conduct Compliance monitoring program including planning and fieldwork, data extraction review, discussion and agreement on the control deficiencies and mitigation actions as well as report the findings to line manager in a timely manner.

Perform onboarding vetting process for vendors and business partners.

Support Product Compliance team to conduct product, marketing and product training-related materials review.

Conduct recruitment and distribution training & promotion related materials review.

Assist to conduct ongoing monitoring against sales and conduct performance of agents.

Job Requirements:University degree holder.

2-3 years working experience in insurance/audit field is a must.

Must have compliance and strong governance senses.

Proficient in speaking and writing both English, Cantonese, and Mandarin.

Familiar with Excel, Word, and PowerPoint.

Willing to learn and pro-actively ask questions if in doubt when handling the assigned tasks.

Self-motivated and energetic towards the job.

Work independently as well as a good team player.

Good time management to handle various tasks simultaneously.

We offer a 5-day work week, attractive salary, MPF, group life and group medical insurance; and excellent career development opportunities to the right candidate.We are an equal opportunity employer and welcome applications from all qualified candidates. Application forms and resumes will be kept for a period of 24 months after completion of the recruitment process. (All information will be held in strict confidence and only be used for recruitment purposes).Job Category:

CompliancePosting End Date:

30/01/2025Shine togetherAt Sun Life, you can be your most brilliant self. Our supportive, flexible, and inclusive work environment is one where you – and your career – can thrive. Whatever your aspirations, collaborative leaders and colleagues are ready to help you learn, grow, and succeed.We’re a global company with a passion for people. Our purpose is to help Clients achieve lifetime financial security and live healthier lives. As a team of 30,000 across 26 countries, our impact is far-reaching and locally relevant. There’s power in numbers. As part of Sun Life’s growing team, you have an impact on people in your community and around the world.Shape the futureWith an optimistic eye on a brighter future, we drive to innovate. Be part of leading change, push boundaries and try new ways of working. Use data to drive bold actions. Be agile and pivot as we test and learn. At Sun Life, we’re driving transformation, sustainability, and innovation for our Clients, employees, partners, and communities. Join us. Together, we can make the future brighter.

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