Compliance Specialist

Join to apply for the FCC Compliance Specialist role at Bank of Singapore, Asia's Global Private Bank 5 days ago | Be among the first 25 applicants Bank of Singapore opens doors to new opportunities. At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness....

Business Risk Control & Compliance Specialist Join to apply for the Business Risk Control & Compliance Specialist role at Tangspac International Job Objective We are seeking a highly motivated and detail-oriented individual to join our bank client team as a Business Risk Control & Compliance Specialist. In this role, you will support the Business Risk...

A financial services firm in Hong Kong is seeking a compliance specialist to develop a trade surveillance framework and monitor trading activities. The ideal candidate has a bachelor's degree in Finance or a related field, with 5–8 years of experience in trade surveillance or compliance within hedge funds. Strong knowledge of regulatory frameworks and the...

Compliance Specialist Senior Capital Group is seeking an experienced Compliance Specialist Senior to support distribution, sales and marketing compliance across the APACxJ region. Primary Responsibilities / Essential Functions Distribution, sales and marketing (“DSM”) compliance: review and approve marketing materials in APACxJ; contribute APACxJ input...

A banking institution in Hong Kong is looking for a credit administration specialist to prepare and review loan documents ensuring compliance with HKMA regulations. Responsibilities include liaising with solicitors and marketing units for efficient credit operations. Candidates should have at least 2 years of relevant experience and be fluent in English and...

A technology consulting firm in Hong Kong is seeking an experienced Information Security Specialist responsible for designing and supporting enterprise IT security solutions. The ideal candidate should have a degree in Information Technology and 4-6 years of experience in IT security, audit, or compliance. Fluent communication in both English and Cantonese...

Product Compliance Specialist (childrenswear) A leading North American retailer specializing in apparel for babies and young children is seeking a Product Safety & Testing Specialist. This role offers meaningful work, continuous learning, and a collaborative environment guided by values of inclusion and innovation. Typical Day Manage product risk assessment...

A reputable asset management firm in Hong Kong is looking for a Compliance Specialist to join their team. This role involves providing compliance advisory to fund businesses, managing compliance matters, and ensuring adherence to SFC regulations, particularly type 1, 4, and 9. The successful candidate should have at least 3 years of experience in compliance...

“I can succeed as a Compliance Specialist Senior at Capital Group.” The Compliance Specialist Senior must demonstrate an intermediate knowledge in assigned areas and generally works independently, seeking direction for more complex tasks, as needed. Responsible for researching, collecting and reviewing documents to support distribution, sales and...

A leading recruitment agency in Hong Kong is seeking a Product Compliance Specialist (Childrenswear) to manage risk assessments, provide technical testing support, and ensure compliance with safety standards. Ideal candidates possess a Higher Diploma in relevant fields and have a minimum of 3 years of QA experience in the garment industry. This role promises...