Senior Compliance Specialist

1 week ago

Hong Kong, Hong Kong SAR China Dah Sing Financial Group Full time

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent, but alike in the capacity for growth. Our task is to shape a culture that creates a sense of pride in achieving something beyond just a job, and an environment where you can be your true and authentic self, like at home. The primary purpose of this role is to ensure compliance with regulatory requirements by performing thorough checking on CRS/FATCA/e-IDV documents and facilitating the opening of cross-border accounts. The incumbent will play an key role in maintaining accurate records and ensuring the integrity of the onboarding process. Main Responsibilities: CRS/FATCA Record Verification and Creation: Conduct comprehensive checks of customer records and Self-Certifications, and process record creation to ensure compliance with the Common Reporting Standard (CRS) and the Foreign Account Tax Compliance Act (FATCA). Cross-Border Account Opening: Facilitate the opening of accounts for customer with banking relationship with our partner banks, ensuring all requirements are met Manual Document Check on e-IDV: Perform detailed manual checks of identification documents from e-channel (e-IDV) to verify customer identity and mitigate risks associated with fraud Support System UAT: Assist in User Acceptance Testing (UAT) for relevant systems to ensure functionality and compliance with business requirement Provide Support to Team Head: Assist the team head with any tasks or ad hoc duties as assigned to support departmental objectives Incumbent Requirements: Degree holder in any disciplines Minimum of 1 year of working experience in the banking industry Excellent communication and interpersonal skills Candidate with the qualification of Certified Banker is an advantage Please note that only shortlisted candidates will be notified.

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