Senior Compliance Specialist, APACxJ Regulatory

Compliance Specialist Senior Capital Group is seeking an experienced Compliance Specialist Senior to support distribution, sales and marketing compliance across the APACxJ region. Primary Responsibilities / Essential Functions Distribution, sales and marketing (“DSM”) compliance: review and approve marketing materials in APACxJ; contribute APACxJ input...

“I can succeed as a Compliance Specialist Senior at Capital Group.” The Compliance Specialist Senior must demonstrate an intermediate knowledge in assigned areas and generally works independently, seeking direction for more complex tasks, as needed. Responsible for researching, collecting and reviewing documents to support distribution, sales and...

A financial services company in Hong Kong is seeking a Senior Compliance Specialist. This role involves reviewing and approving marketing materials, preparing regulatory filings, and ensuring compliance with regional standards. Candidates must have at least seven years of experience in compliance within the investment management sector, be fluent in both...

A financial institution in Hong Kong seeks a Regulatory Compliance Specialist to provide compliance advice and manage regulatory matters. The role requires at least 5 years of relevant experience, a bachelor's degree, and solid knowledge of banking regulations. Proficiency in English and Chinese is necessary. The successful candidate will play a key role in...

Regulatory Compliance Specialist - PAO Bank Limited Personal information collected is strictly for recruitment purpose only. Provide timely advice on the regulatory compliance related matters Support the regulatory compliance function covering regulated activities Keep track of regulatory updates, establish and maintain regulatory register and identify gaps...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Regulatory Affairs & Central Compliance Senior Manager Oversight Regulatory Affairs & Central Compliance Excellent job security and worklife balance Our Client Searching for Regulatory Central Compliance Senior Manager with one of the most established Global Private Bank with 250 employees+ in North Asia Branch and operations in over 20 locations. Job Duties...

Join to apply for the FCC Compliance Specialist role at Bank of Singapore, Asia's Global Private Bank 5 days ago | Be among the first 25 applicants Bank of Singapore opens doors to new opportunities. At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness....

Regulatory Compliance Senior Manager, Global Private Bank HKMA Regulatory Compliance & Monitoring Supportive and friendly working environment Our Client Appointed by Global Private Bank known for its long term commitment with over 150 years in wealth management and hiring over 2500 professionals worldwide to seek an experienced HKMA Regulatory Compliance...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...