Regulatory Compliance Manager

Responsibilities Manage the team to process dispute transactions within the time frame required by VISA, MasterCard and UPI chargeback compliance guidelines Ensure daily operations of Chargeback Team are in compliance with all internal policy and guidelines Liaise with local and overseas credit card member banks for charge back and pre-arbitration operations...

Compliance Manager (AML & Regulatory Compliance) Job Description : Compliance Associate (AML & Regulatory Compliance) About Us At Auros, we’re dedicated to advancing the cryptocurrency ecosystem through unparalleled liquidity and market-making services. We’re one of the largest participants in the market, trading across 10+ global locations, facilitating...

Responsibilities Provide a leadership of overall regulatory compliance for RD’s licensed subsidiaries, particularly in traditional and virtual asset related ones. Lead and perform comprehensive compliance advisory, focusing on regulatory compliance. This involves developing, maintaining, and implementing relevant policies and procedures. Lead the...

Talent & Culture, Asia Corporate & Investment Banking at BBVA Job Purpose & Objectives • Assist and support business management in identifying, assessing, measuring and mitigating compliance risks. • Provide reasonable assurance that the Bank and its employees comply with applicable laws, regulations, internal rules and ethical standards within the...

Job Title: Securities Regulatory Compliance Manager (SFC, Regulatory side) Location: Central, Hong Kong Responsibilities We are seeking a Compliance Manager with sound SFC and regulatory liaison experience from a securities firm background based in Hong Kong. This international team of Core Compliance Professionals serve the APAC region (Taiwan, Singapore,...

Risk & Compliance Officer - Hong Kong Support the regulatory compliance function covering licensing and the regulated activities including the investment and insurance distribution activities and asset management. Keep track of regulatory updates, establish and maintain regulatory register and identify gaps. Assist to formulate the compliance program and...

Responsibilities: Assist the Head of Compliance in formulating and maintaining Compliance policies and procedures Study the new regulations or consultation papers issued by regulatory bodies, and assist in monitoring the progress of the implementation of the regulatory requirements Advise business and supporting units on compliance issues Prepare compliance...

Job Title: Responsible Officer (SFC Type1) Location: Central, Hong Kong Main Responsibilities: Lead and manage the firm's Type 1 (Securities Trading) regulated activity, ensuring daily operations fully comply with the Securities and Futures Commission (SFC) of Hong Kong regulations, guidelines, and internal policies. Act as the SFC's Responsible Officer (RO)...

A leading financial institution is seeking a Regulatory Compliance Manager to provide compliance advice and develop effective solutions for risk management. This role requires at least 5 years of compliance experience, including dealings with regulatory authorities. Strong communication and interpersonal skills are essential. Competitive compensation and...

A prominent banking institution is seeking an experienced professional to handle operational resilience and business continuity management in Hong Kong and Singapore. The role requires ensuring compliance with regulatory requirements, leading projects to enhance resilience capabilities, and acting as a point of contact with regulatory authorities. Ideal...