Associate, Regulatory Compliance

A leading financial services firm in Hong Kong is looking for a Compliance Associate or Senior Compliance Associate. The role involves handling general compliance matters, assisting in monitoring and internal reviews, and ensuring company policies meet regulatory standards. Ideal candidates will possess a relevant degree and have 1–2 years of experience,...

Compliance Manager (AML & Regulatory Compliance) Job Description : Compliance Associate (AML & Regulatory Compliance) About Us At Auros, we’re dedicated to advancing the cryptocurrency ecosystem through unparalleled liquidity and market-making services. We’re one of the largest participants in the market, trading across 10+ global locations, facilitating...

Compliance Associate / Senior Compliance Associate We are the largest Singaporean stockbroker by both market capitalisation and size of sales‑force, with an extensive foothold in the regional and global markets. We are looking for qualified individuals to join us. Responsibilities Handle general compliance related matters Handle enquiries, inspections,...

Talent & Culture, Asia Corporate & Investment Banking at BBVA Job Purpose & Objectives • Assist and support business management in identifying, assessing, measuring and mitigating compliance risks. • Provide reasonable assurance that the Bank and its employees comply with applicable laws, regulations, internal rules and ethical standards within the...

The Regulatory Affairs Associate will provide comprehensive administrative and technical support to the Regulatory Affairs (RA) team, ensuring timely preparation, submission, and maintenance of product registrations and post‑approval activities in Hong Kong. The role supports regulatory documentation, coordination with manufacturers, and compliance with...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

A leading financial services firm in Hong Kong is seeking a Compliance Assistant to monitor regulatory compliance and conduct reviews in AML activities. Candidates should possess a relevant degree and ideally have 1–2 years of experience, though fresh graduates are welcome. Strong command of English and Chinese is required, along with strong communication...

Associate Director, Regulatory Affairs - Biotech Looking for an experienced Associate Director, Regulatory Affairs to lead regulatory strategies and submissions for cutting-edge biotech products. This role offers high visibility and the opportunity to shape regulatory pathways in a dynamic, fast-growing organization. Our client is a leading biotech company...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Join to apply for the Regulatory Reporting Associate/VP role at Societe Generale Overview The Regulatory Reporting Production Team in SG Hong Kong is responsible for the production, oversight, investigation, and remediation of regulatory reports. The role focuses on enforcing and improving regulatory reporting and tax-related production processes across the...