Compliance Manager

Our client is actively hiring a Compliance Manager who has worked at a known investment manager running market-neutral strategies. We are interested in junior to senior level candidates. This is a active hire.  Job Description:Report directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague. Oversee regulatory...

Full-Time in Hong Kong - Senior - ComplianceTransak: Compliance Manager & MLRO - Hong KongAbout Us: Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like MetaMask and backed by top VCs, we're expanding rapidly and need a driven Compliance Manager for Hong Kong.Role...

Position Overview: The Compliance Manager will take care the compliance framework of the organization, ensuring that all business activities meet regulatory obligations. Key Responsibilities:Develop, implement, and maintain the company's compliance policies and procedures in line with regulatory requirements.

Job OverviewWe are seeking a highly skilled Compliance Manager to join our team in Hong Kong. As a key member of our organization, you will play a critical role in ensuring the firm's adherence to regulatory requirements.Key ResponsibilitiesReport directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague.Oversee regulatory...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team.The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team. The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

Compliance Manager (Compliance Review)Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk ManagementResponsibilities:Assist to formulate annual compliance review plan by referencing risk assessment results.Conduct regular/ thematic compliance reviews on an ongoing basis...

Compliance Manager (Compliance Review) Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk Management Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an...

Direct message the job poster from Bohan Our client is a top performing growing multi-strategy hedge fund. They are currently expanding by hiring a Compliance Manager to join the Hong Kong team and work in a collaborative team. This hedge fund places high character and a friendly atmosphere as they seek employees to join for the long term. Good upside in...

IT Compliance Manager (Leading Chinese Conglomerate) (81922) Central and Western District, Hong Kong Job Responsibilities: Conduct yearly IT compliance reports, reviews, and special projects. Prepare IT audit reports, present investigation findings, and offer recommendations. Evaluate risk management, regulatory compliance processes, and internal control...

About the Company - We are a Group member of PING AN and a fast-growing money lending company focused on SME lending, seeking an experienced and results-oriented Compliance Manager to lead our compliance efforts.About the Role - Act as a checker/maker role on ongoing customer due diligence and ongoing review (e.g. name screening, company search, review...

Job Description:As a key member of our team at JC Executive Search, we are seeking a highly skilled Compliance Manager to handle relevant compliance works of the company. This includes drafting and reviewing documents, participating in project-related meetings, and ensuring adherence to regulatory requirements.The ideal candidate will have a strong...

1 month ago Be among the first 25 applicants Responsibilities Compliance housekeeping matters - Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts. Regulatory reporting - Ensure and track compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings. Assist...

Summary: Our client is a listed conglomerate. This role sits under the legal & compliance team and reports into the Head of Compliance. You will support the creation and upkeeping of internal compliances and governance policies. The ideal candidate should have experience in both general internal compliances and knowledge of IT governance & controlling...

Direct message the job poster from Accumulus Responsibilities: Design the trade surveillance system that can identify market manipulation, and enhance management of anti-money laundering/counter-financing of terrorism (AML/CFT) compliance; Advise on daily operational compliance and submit related reports for both external and internal use; Track regulatory...

At ConnectedGroup, we are seeking a seasoned Compliance Manager to drive compliance initiatives at both regional and local levels. This key role is responsible for developing and implementing comprehensive compliance policies and procedures, ensuring alignment with regulatory requirements.Key Responsibilities:Develop and implement effective compliance...

As a Compliance Operations Manager, you will play a crucial role in supporting insightful Compliance reporting, driving Compliance analytics, enabling innovation, and ensuring global compliance activities are delivered to a high standard across the region.Main ResponsibilitiesResponsible for timely and accurate preparation of insightful compliance reports to...

Job SummaryWe are seeking a highly skilled Compliance Risk Manager to join our team. This role will be responsible for conducting customer investigations, anti-money laundering (AML), and counter-terrorist financing (CTF) procedures.Key Responsibilities:Conduct thorough reviews of compliance documentation submitted by clients, perform risk assessments on...

International Executive Service Corps is seeking a highly skilled Compliance Manager to join our team.Job Summary:The Compliance Manager will be responsible for overseeing the monitoring and supervision of Customer Due Diligence & Account Opening services. This includes ensuring that all account opening applications comply with internal policies and local...

2 days ago Be among the first 25 applicantsGet AI-powered advice on this job and more exclusive features.Responsibilities:Assist in updating policies and procedures to ensure compliance with all relevant rules and regulations;Participate in licensing applications for regulated virtual asset services;Coordinate with key internal functions to identify gaps and...