Investment Banking Director

5 days ago


Hong Kong, Central and Western District, Hong Kong SAR China CLSA Full time
Job Description

This position oversees the supervision and execution of corporate finance transactions, including initial public offerings, mergers, acquisitions, divestitures, and other financial advisory transactions.

A Responsible Officer, as a SFC licensee, maintains appropriate standards of conduct for CLSA employees and ensures adherence to internal rules and procedures. They engage in compliance discussions to ensure adequate control systems and procedures and take necessary steps in response to compliance and regulatory risks.



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