Financial Regulator

5 days ago


Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

DBS Bank seeks a highly skilled Business Risk Manager to join their team. The successful candidate will be responsible for assisting in providing professional advice and services to GFM on compliance issues; safeguarding the Bank from compliance and regulatory risk with regards to the Banks' transactions, practices and business initiatives.

The ideal candidate will have at least 8 years of experience in compliance / legal or audit department of a bank or authorised / licensed financial institution. They will also have knowledge of banking and financial sector laws and regulations, compliance best practices and understanding of financial products and operating business.

  • To assist Head of Global Financial Markets (GFM), Vickers & Research Compliance
  • To support sales and surveillance related matters and projects
  • To develop a good understanding and make clear communication of key laws, regulations and compliance requirements applicable to the businesses
  • To prepare and provide new-hire and regular compliance trainings
  • To coordinate with Compliance Review team and relevant BUs to conduct risk-based compliance review and surveillance monitoring


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