Market Conduct Analyst

3 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China PFCC Group Limited Full time

Key Responsibilities:

  • Evaluate client behavior related to potential abusive, manipulative, or illegal trading activities.
  • Conduct thorough investigations into client and exchange information to identify suspicious activities.
  • Report to compliance regarding potential market abuse activities and provide necessary information for corrective measures.
  • Monitor risk controls and identify weaknesses that may impact the business.
  • Provide regular reporting to the business to ensure proactive measures are in place.

Key Skills:

  • Holder of a bachelor's degree in a related field.
  • Minimum 2-4 years of experience in market conduct or market surveillance.
  • Proficient in using SMARTs or other surveillance systems.
  • Strong understanding of trading procedures in Hong Kong Markets.
  • Excellent communication skills in English.
  • Proactive and reliable team player with attention to detail.


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