Compliance Manager

4 days ago

Hong Kong, Central and Western District, Hong Kong SAR China Ebury Full time

Ebury is a fast-growing FinTech firm, named as one of the top European Fintechs to work for by AltFi. We offer a range of products including FX risk management, trade finance, currency accounts, international payments, and API integration.



Compliance Manager & MLRO - Hong Kong & China offices



We are seeking a seasoned professional to fulfill the role of Compliance Manager & MLRO, focusing specifically on the Hong Kong and China markets. This critical position requires a deep understanding of the regulatory environment, financial crime prevention methods, and compliance frameworks relevant to these dynamic regions.



Key Responsibilities:




  • Act as the principal advisor on all matters pertaining to Compliance, Anti-Money Laundering (AML), and Counter-Financing of Terrorism (CFT) specific to the Hong Kong and China markets.
  • Liaise with the Hong Kong Customs and Excise Department and other relevant regulatory agencies within Mainland China and Hong Kong to manage interactions and ensure regulatory compliance.
  • Offer strategic guidance to the business units and support functions operating within Hong Kong and China, ensuring adherence to local laws and regulatory requirements.
  • Collaborate with the Global Head of Compliance to tailor and implement the Compliance Control Framework for the Hong Kong and China jurisdiction.
  • Conduct impact analysis of regulatory changes within Hong Kong and China and align internal policies accordingly.
  • Oversee the preparation and submission of mandatory regulatory reports and filings to respective authorities.
  • Lead the Compliance Monitoring Program, ensuring that risk assessments effectively capture the nuances of the Hong Kong and China financial landscape.
  • Distinguish and communicate the regulatory implications of business activities within Hong Kong and China, promoting a culture of compliance amongst all staff.
  • Manage the client onboarding process in coordination with the On-Boarding team, providing expertise on local KYC and due diligence requirements.
  • Ensure ongoing training and development of the team regarding Hong Kong and China's compliance and risk management practices.
  • Conduct regular assessments of compliance risks and the effectiveness of implemented controls.
  • Handle Suspicious Transaction Reports (STRs) and other AML related disclosures as required by local law and regulation.


Requirements:




  • Business Fluent in written and spoken Cantonese, Mandarin, and English.
  • Strong background in compliance and risk management with a specific focus on the Hong Kong and China financial markets.
  • Minimum of 8 years' experience in compliance within financial services, with a significant portion dedicated to the Hong Kong and/or China market.
  • Professional qualifications pertinent to the Hong Kong and China financial services sector (such as HKIB, ACAMS, or equivalent AML certification).
  • A bachelor's or higher degree in Law, Business Administration, Finance, or a related field.
  • Proven track record of effective management and interactions with regulatory authorities like the Hong Kong Customs and Excise Department.
  • Demonstrated ability to analyze complex regulatory requirements and implement practical solutions.
  • Exceptional communication and stakeholder management skills.
  • Proficient in advanced data analysis tools and well-versed in the use of Microsoft Office.
  • Capability to facilitate training and promote a culture of risk-awareness within the organisation.

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