Current jobs related to AML Compliance Associate - Mong Kok, Yau Tsim Mong - Rabobank

  • AML/KYC Specialist

    1 month ago

    Mong Kok, Yau Tsim Mong, Hong Kong SAR China Rabobank Full time

    Job Title: Associate, Client OnboardingJob Description:Key Responsibilities and Accountabilities:Conduct thorough customer due diligence assessments on clients, ensuring compliance with prevailing standards and regulations.Compile and analyze transaction assessments to identify potential risks and opportunities.Collaborate with Relationship Managers to...

  • Compliance Associate

    1 month ago

    Mong Kok, Yau Tsim Mong, Hong Kong SAR China Aon Corporation Full time

    About the RoleWe are seeking a highly skilled Compliance Associate to join our team in Hong Kong and Macau. As a key member of our compliance team, you will be responsible for supporting the Head of Compliance in various matters, including handling compliance queries, preparing and conducting compliance trainings, and monitoring regulatory changes.Key...

  • Global Client Services Senior Associate

    1 month ago

    Mong Kok, Yau Tsim Mong, Hong Kong SAR China TIAA Full time

    About the RoleThe Senior Associate, Client Services, is a critical position in the success of our business. This role involves interacting with clients on a daily basis, working with Nuveen business partners to service clients throughout the client life cycle, and partnering with sales to deliver a distinctive client experience. The Associate will be based...

  • Sales Support Associate

    1 month ago

    Mong Kok, Yau Tsim Mong, Hong Kong SAR China abrdn plc Full time

    Job Title: Sales SupportJob Summary:We are seeking a highly skilled and motivated Sales Support professional to join our team at abrdn plc. As a Sales Support Associate, you will play a critical role in supporting our sales teams in growing our wholesale client base. This is a strategically important role at the center of our sales function, and you will...

  • Senior Assistant Private Banker, Client Support Specialist

    4 weeks ago

    Mong Kok, Yau Tsim Mong, Hong Kong SAR China Royal Bank of Canada Full time

    Job SummaryYou will report to the Heads of Sales Management Asia and support the entire RBC Wealth Management Asia. You would be key to the growth strategy of RBC WMA, be part of training and developing new relationship managers and onboarding of new clients.Key Responsibilities Independently handle new account openings, account maintenance, asset transfers,...

  • Senior Legal Counsel

    1 month ago

    Mong Kok, Yau Tsim Mong, Hong Kong SAR China Sun Life Financial, Inc. Full time

    Job Title: Associate General CounselAbout the Role:This is an exciting opportunity to join our dynamic team as an Associate General Counsel. As a key member of our legal department, you will provide professional legal advice to business units and functions, managing legal and compliance risk in our key channels. You will work closely with our General Counsel...

  • Associate Director, Business Development

    3 weeks ago

    Mong Kok, Yau Tsim Mong, Hong Kong SAR China Sun Life Financial, Inc. Full time

    Sales Leadership Role at Sun Life Financial, Inc.You will lead a talented team of sales professionals to drive growth and success in the agency distribution channel. Foster a high-performing culture that prioritizes agency satisfaction and customer focus.Develop and implement sales strategies to achieve target goals.Strengthen relationships with key agency...

  • Business Analyst

    1 month ago

    Mong Kok, Yau Tsim Mong, Hong Kong SAR China Millennium Management, LLC Full time

    Business AnalystA key role in driving change across the technology platform at Millennium Management, LLC.Job SummaryThis role will work closely with our Asia businesses, Compliance and control functions to set strategy, define requirements and prioritize projects. You will work even closer with our local and global development teams to deliver new and...

  • Senior Agency Development Manager

    1 month ago

    Mong Kok, Yau Tsim Mong, Hong Kong SAR China Sun Life Financial, Inc. Full time

    Job Title: Associate Director, Agency ManagementAt Sun Life Financial, Inc., we are seeking a highly skilled and experienced Associate Director, Agency Management to join our team. This role will play a critical part in driving the growth of our agency force, with a focus on MCV development.Key Responsibilities:Develop and execute strategies to drive MCV...

  • Equity Trader Associate

    1 month ago

    Mong Kok, Yau Tsim Mong, Hong Kong SAR China BlackRock, Inc. Full time

    About this roleThe Equity Trading team at BlackRock is a key part of the Global Markets Group, responsible for executing equity and equity derivative orders in APAC. This includes substantial volumes of cash equities, CFDs, and listed and OTC derivatives and Convertible Bonds. The team supports a variety of internal investment teams, including Fundamental,...

  • Core Insurance Systems Manager

    1 month ago

    Mong Kok, Yau Tsim Mong, Hong Kong SAR China Prudential plc Full time

    About the RoleWe are seeking a highly skilled and experienced professional to join our team as a Core Insurance Systems Manager. As a key member of our team, you will be responsible for leading the development and maintenance of our core insurance systems.Key ResponsibilitiesCollaborate with cross-functional teams to design, develop, and implement new...

  • Associate Director/Manager, Client Due Diligence Specialist

    1 month ago

    Mong Kok, Yau Tsim Mong, Hong Kong SAR China Royal Bank of Canada Full time

    Job OpportunityYou will be part of Wealth Management Asia Chief Operating Office, working with various stakeholders to support Wealth Management Business on client onboarding. Your expertise will be crucial in reviewing and approving all risk accounts, including high-risk accounts, and ensuring compliance with internal policies and regulatory...

  • Insurance Operations Manager

    1 month ago

    Mong Kok, Yau Tsim Mong, Hong Kong SAR China Prudential plc Full time

    Job Summary:Prudential is seeking a highly skilled and experienced professional to oversee the end-to-end operations flow for Group and Medical hotlines. The ideal candidate will have a strong background in employee benefits, health, and individual life insurance, with a minimum of 8 years of working experience in a supervisory role. The successful candidate...

AML Compliance Associate

1 month ago

Mong Kok, Yau Tsim Mong, Hong Kong SAR China Rabobank Full time
Job Title: AML Compliance Associate

Rabobank Asia is seeking a highly skilled AML Compliance Associate to join our team. As an AML Compliance Associate, you will play a critical role in ensuring the bank's compliance with anti-money laundering and know-your-customer regulations.

Key Responsibilities:
  • Conduct customer due diligence assessments on clients, ensuring required documentation is obtained and assessing client's source of funds/source of wealth and relevant FEC risks.
  • Compile transaction assessments on analyzing client's behavior and expected transaction profile.
  • Assist in the collection of information and documents during the execution of the CDD process, including outreach to clients directly for CDD information.
  • Update and maintain all relevant client information into client database with accuracy and timeliness.
  • Handle FATCA/CRS related documentation, recording information into Client Database System and generating FATCA/CRS reporting requirements.
  • Perform four-eye checks on CDD files and assessments completed by colleagues prior to sign-off by RM.
  • Update policy and procedural manuals to ensure compliance with the latest AML/CDD measures.
  • Work closely with Compliance regarding FEC risk related matters to ensure timely implementation of changes.
  • Attend to audit/regulatory inspection queries and ensure adequate closure of audit/regulatory inspection points.
  • Train junior members and newly onboarded staff in FEC Greater China.
  • Liaise with FEC Team in other regions on FEC related matters, including CDD review, remediation, and policy updates.
  • Act as a subject matter expert for the team and participate in discussions with Compliance and other stakeholders.
  • Drive discussions with stakeholders on complex CDD issues and provide inputs on ad-hoc projects.
  • Perform general administrative and BAU duties, as well as ad-hoc assignments as requested by management.
  • Assist in preparing MI reports for senior management and/or regulators.
Requirements:
  • At least 5 years of solid experience in AML/KYC/compliance/operations/RM support.
  • Able to provide support on Enhanced Due Diligence cases.
  • Familiar with regulatory requirements, such as AMLO and HKMA guidelines.
  • Familiar with Client Onboarding process and associated Client Lifecycle maintenance events.
  • Strong attention to detail.
  • Able to work under pressure.
  • Work independently.
  • Ability to communicate effectively with people of different functions and levels of seniority.
  • Ability to identify potential issues.
  • Fluent in English and Mandarin (both verbal and written).
  • Proficiency in Microsoft Excel and Word.
Qualifications:
  • Relevant degree in Business/Law/Finance (an advantage).
Diversity & Inclusion:

Rabobank Asia values diversity and inclusion in the workplace. We believe that a diverse and inclusive workplace is the foundation of our performance. We embed diversity in everything we do, from hiring to culture, development opportunities, and policies. We value differences in our people, represented in terms of gender identity, age, sexual orientation, religion, ethnicity, disability, background, education, expertise, or character. We treat everyone equally, so everyone can be themselves, and each individual feels respected and valued on the basis of who they are.