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Regulatory Affairs Specialist

2 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China Franklin Templeton Investments Full time

At Franklin Templeton, we're advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech.

Our talented teams working around the globe bring expertise that's both broad and unique.

This role requires self-motivation and good interaction with other team members.

The successful candidate will report directly to Head of Compliance, Greater China, who is also the Compliance MIC of FTIA.

Ongoing Responsibilities:
  1. Undertake review and analysis of new regulatory developments, articulating how these developments impact business activities
  2. Actively participate in day-to-day compliance monitoring and testing, including review of marketing materials, marketing of the fund to potential investors/clients, reviewing responses to due diligence questionnaires and RFPs, and client onboarding process
  3. Prepares various reports and presentations with some guidance from senior Global Compliance management