Financial Compliance Specialist

Job SummaryThe Accounting and Financial Reporting Council (AFRC) is seeking an Oversight and Compliance Specialist to support the Policy, Registration and Oversight Department.In this role, you will assist in the collection of application fees, maintain the document management system and database of the Policy, Registration and Oversight Department, and...

At the Accounting and Financial Reporting Council (AFRC), we are committed to ensuring the integrity of financial reporting in Hong Kong.Job DescriptionWe are seeking a highly skilled Audit Compliance Specialist to join our team. The successful candidate will be responsible for inspecting audit working papers to assess compliance with professional...

Job OverviewTalentQuest HR Limited seeks a detail-oriented Financial Compliance Specialist to join our team. The ideal candidate will have strong knowledge of AML compliance and regulatory guidelines.Key ResponsibilitiesAdherence to AML Compliance: Review customer accounts, monitor transactions, and conduct enhanced due diligence (EDD) as required.Client...

About Dah Sing GroupDah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its extensive network across Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We recognize the uniqueness of every individual and their...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

Job DescriptionFutu Securities International (Hong Kong) Limited is seeking a highly motivated Regulatory Compliance Specialist to join our team.About the RoleThis is an exciting opportunity for a compliance professional to take on a key role in ensuring the firm's adherence to regulatory requirements. As a Regulatory Compliance Specialist, you will be...

About Dah Sing GroupThe Dah Sing Group is a leading financial services group in Hong Kong, offering banking, insurance, and other related services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China. Our core values are centered around caring, teamwork, and progressiveness, fostering an environment where employees can...

ConnectedGroup is seeking a highly skilled Financial Management Specialist to oversee the financial reporting, payment, and compliance functions for our charity.The ideal candidate will have a strong background in accounting and finance, with experience working in the charities sector. They will be responsible for assisting in the payment and monitoring...

Job OverviewDah Sing Financial Group is seeking a highly skilled IT Risk Governance Specialist to join our team. As an IT Risk Governance Specialist, you will play a critical role in maintaining and exercising oversight functions on key controls and enhancement initiatives, ensuring proper governance and control are in place and in line with the control...

Company OverviewDBS Bank (Hong Kong) Limited is a leading financial institution committed to upholding the highest standards of integrity and compliance. Our Group Legal, Compliance & Secretariat team plays a vital role in ensuring that our business activities are conducted in a manner that protects our reputation, capital, and regulatory standing.Job...

Senior Specialist, Technology InfrastructureSenior Specialist, Technology InfrastructureApply locations: Hunghom, Kowloon, Hong KongTime type: Full timePosted on: Posted 2 Days AgoJob requisition id: JR00106481You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll...

Citibank (Switzerland) AG is seeking a highly skilled Compliance Specialist - AML to join our team. The successful candidate will have a strong understanding of AML regulations and experience in conducting risk and compliance reviews. The position involves working closely with the broader AML team to identify and mitigate potential risks to Citi.The ideal...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Job OverviewAt Amber Group, we are looking for a skilled Cryptocurrency Compliance Specialist to join our team. As a leading digital asset company, we provide crypto financial services to institutional and high-net-worth investors globally.We offer best-in-class liquidity solutions and cutting-edge trading infrastructure across major exchanges, applications,...

Job OverviewWe are seeking a Financial Compliance Officer to join our team in Hong Kong. As a key member of the Investment Compliance team, you will be responsible for ensuring that all Allianz Global Investors' activities satisfy regulatory requirements and internal policies.Develop and maintain policies, procedures, and controls to ensure compliance with...

About UsDah Sing Financial Group is a leading financial services provider in Hong Kong, Macau, and Mainland China. We operate a network of over 70 branches across the region.Our core values are caring, teamwork, and progressiveness. We foster an inclusive environment where employees can grow and thrive, valuing individual differences and talents.We are...

**Job Description for Risk Management Specialist - Governance and Compliance at Bank Of China (Hong Kong) Limited**Overview:We are seeking a highly skilled Risk Management Specialist to join our team in Hong Kong. As a key member of our Governance and Compliance department, you will play a crucial role in ensuring the bank's operational risks are effectively...

About the Role:OSL is seeking a highly skilled Compliance Risk Specialist to join its team in Hong Kong / Singapore. As a key member of our compliance function, you will play a critical role in providing regulatory compliance support to firmwide initiatives and projects. Key Responsibilities:Develop and maintain an effective compliance program that satisfies...

About DBS Bank (Hong Kong) LimitedWe are a leading financial institution in Asia, providing a full range of commercial banking products and services to corporate customers.Job Description:Business Function:As a Corporate Banking Compliance Specialist at DBS Bank (Hong Kong) Limited, you will be responsible for conducting customer due diligence (CDD) to...

About UsBank Of China (Hong Kong) Limited is a leading financial institution in Hong Kong.Job DescriptionWe are seeking an experienced AML Compliance Specialist to join our team.Key ResponsibilitiesInvestigate suspicious transactions related to financial crimes and prepare Suspicious Transaction Reports (STRs)Support the development, implementation and...