Regional Head of Surveillance and Compliance

5 days ago


Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time
Job Description

Acting in Compliance consists of knowing and respecting the rules issued by regulators. As a Regional Head of Capital Markets Regulatory Surveillance, you will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under your responsibility and adapting it in line with Group norms and Compliance global strategy.

Key Responsibilities:
  • Design and implement surveillance strategies and processes.
  • Leverage data-driven performance indicators to prioritize work and maintain momentum on key production deliverables.
  • Stay up-to-date on regulatory changes and industry trends to ensure effective surveillance coverage.
  • Identify and oversee improvements needed for existing surveillance leveraging technology.
Required Skills and Qualifications:
  • 15 years of relevant experience.
  • Seasoned professional with a thorough understanding of financial markets, conduct risk, trading data, and data governance.
  • Experience in managing teams in a multicultural context is a must.
  • Track record leading change and development through innovation is a must.
Benefits:

This role offers a unique opportunity to work in a dynamic and fast-paced environment, with a focus on regulatory compliance and surveillance. You will be part of a team that is committed to excellence and innovation, and will have the opportunity to make a significant impact on the company's success.



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