Asia-Pacific Capital Markets Risk Management Leader

6 days ago


Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time
Overview">

The successful candidate will have a unique opportunity to gain insights into the various business units of a top-tier investment bank, while being at the forefront of regulatory developments. The role involves constant interaction with senior management, business lines, and compliance teams, making it suitable for candidates who thrive in dynamic environments.

Key Responsibilities:
  • Design and implement surveillance strategies and processes.
  • Leverage data-driven performance indicators to prioritize work and maintain momentum on key production deliverables.
  • Stay up-to-date on regulatory changes and industry trends to ensure effective surveillance coverage.
  • Identify and oversee improvements needed for existing surveillance leveraging technology.
Requirements:
  • 15 years of relevant experience.
  • Seasoned professional with a thorough understanding of financial markets, conduct risk, trading data, and data governance.
  • Experience in managing teams in a multicultural context is a must.
  • Track record leading change and development through innovation is a must.
Working Environment:

The role oversees a team of 20+ individuals composed of ~10 HC onshore in Hong Kong, 4 in Japan, and 9 HC offshore (India). Effective leadership within the region while remaining mindful of global consistency is key for this position.



  • Hong Kong, Central and Western District, Hong Kong SAR China China Construction Bank (Asia) Corporation Limited Full time

    Company Overview">China Construction Bank (Asia) Corporation Limited is a leading financial institution in the Asia-Pacific region. Our company has a long history of providing innovative banking services to individuals and businesses alike.About the Job:We are seeking an experienced Risk Management Auditor to join our Overseas Audit Centre in Hong Kong.The...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    The Compliance Risk Manager Asia Pacific role is a critical position that requires an individual with extensive experience in financial services, internal audit/control testing, and compliance. This role will be responsible for managing the 2nd Level Control framework in Asia Pacific, ensuring that risks are identified and managed in a timely manner.Key...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    **Company Overview:**Societe Generale de Surveillance SA is a leading provider of risk management and compliance solutions. We are seeking an experienced professional to lead our 2nd Level Control team in Asia Pacific.


  • Hong Kong, Central and Western District, Hong Kong SAR China Infini Capital Full time

    Infini Capital Overview">We are a leading multi-strategy hedge fund based in Hong Kong, with a presence in Abu Dhabi. Our mission is to deliver consistent returns for our investors by capitalizing on opportunities in global markets.">Our investment team employs a multi-strategy approach, combining regional expertise with rigorous risk management to navigate...

  • Chief Risk Officer

    4 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China FTI Consulting, Inc Full time

    Company OverviewFTI Consulting is a global business advisory firm that helps clients navigate complex challenges and opportunities. With over 8,000 employees across 33 countries, we offer a diverse range of expertise to support our clients' needs.Our commitment to diversity, inclusion, and belonging is at the core of our values. We strive to create a...


  • Hong Kong, Central and Western District, Hong Kong SAR China Lomography group Full time

    Business Development Opportunity at LomographyAbout LomographyWe are a global organization passionate about experimental analogue photography. Founded in 1992, we have evolved into an international company driven by creativity and innovation. We develop, market, and distribute our products worldwide, reaching millions of photography enthusiasts through our...


  • Hong Kong, Central and Western District, Hong Kong SAR China JH Partners Asia Company Limited Full time

    Job DescriptionCompany Overview:JH Partners Asia Company Limited is a leading provider of innovative financial solutions in the Asia Pacific region.Job Summary:We are seeking an experienced Country Manager to lead our sales team and drive business growth in Hong Kong, China, and Macao.ResponsibilitiesDevelop and execute sales strategies to meet revenue...


  • Hong Kong, Central and Western District, Hong Kong SAR China MCG Talent Full time

    Capital Markets Advisory LeaderMCG Talent is seeking a seasoned Capital Markets Advisory Leader to join their team in Hong Kong.This individual will be responsible for leading all capital markets and investor relations advisory aspects, providing expert advice on research, analysis, and due diligence to clients.Key Responsibilities:Drive capital markets and...


  • Hong Kong, Central and Western District, Hong Kong SAR China KVB Global Capital Full time

    KVB Global Capital is an international financial services corporation with operations across the globe. We specialize in providing Treasury, Liquidity Management, FX, and Payment solutions to financial institutions, corporations, and high net-worth individuals.As a Proprietary Trading Specialist at KVB Global Capital, you will be responsible for developing...


  • Hong Kong, Central and Western District, Hong Kong SAR China Infini Capital Full time

    About UsInfini Capital Management is a global investment house aiming to generate consistency by capitalizing on the considerable opportunities in global markets. Our unique characteristics are based on combining the region's best investment talent with strict risk management tailored for the Asian investment environment.We believe the aggregate of carefully...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live. We are looking for a highly skilled Financial Sponsors Director to join our Asia Pacific team.Job DescriptionThe Financial Sponsors Director will be responsible for developing and maintaining relationships with key clients across Asia Pacific,...


  • Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time

    Company OverviewOur client is a renowned banking group in Asia, licensed under the Hong Kong Monetary Authority (HKMA) with significant business on the retail and commercial banking sides.As a leading banking institution, our client offers extensive financial support and opportunities for growth and development.Job DescriptionAs Senior Market and Liquidity...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job DescriptionWe are seeking a highly skilled and experienced Market Risk Manager to join our team in Southeast Asia. The successful candidate will be responsible for managing the trading business of our Southeast Asian branches, including overseeing risks, positions, and market making activities.The ideal candidate will have a strong understanding of...


  • Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    **Job Description:**We are looking for a skilled professional to develop and implement a risk-based compliance control plan for Asia Pacific. The ideal candidate will have a strong understanding of regulatory requirements and be able to analyze large datasets to identify potential risks and areas for improvement.


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Overview:We are the leading exchange in Asia, connecting capital markets to drive growth and prosperity.Job Description:The Trading Development team at HKEX is dedicated to advancing market infrastructure, systems, and policies. As a seasoned leader, you will spearhead our initiatives, leveraging your expertise in financial markets and strategic...


  • Hong Kong, Central and Western District, Hong Kong SAR China Canada Pension Plan Investment Board Full time

    Job Description\The Real Estate team at CPP Investments is an active global investor with investments spanning multiple sectors and strategies. We focus on industrial, office, retail, data centers, housing, and specialty sectors, with a geographical emphasis on Asia Pacific.\The Analyst/Associate will assist the Real Estate team in identifying, evaluating,...


  • Hong Kong, Central and Western District, Hong Kong SAR China Furst Asia Limited Full time

    Senior Private Equity Investment Execution Team LeaderFurst Asia Limited is seeking a seasoned Senior Private Equity Investment Execution Team Leader to lead our investment team in primary fund investments, deal structuring, and exit strategies. As a key member of our team, you will oversee project management, conduct industry research, and provide financial...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job Overview:The Bank of China (Hong Kong) Limited seeks a seasoned professional to fill the role of Senior Global Markets Risk Management Leader. This key position will be responsible for leading the development and implementation of risk management strategies across Global Markets, ensuring alignment with regulatory requirements and business objectives.


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Company OverviewBank Of China (Hong Kong) Limited is a leading financial institution in the region, providing innovative solutions to meet the evolving needs of our customers.Job SummaryWe are seeking an experienced and skilled Senior Dealer to lead our Southeast Asian trading business. This is an exciting opportunity for a professional to join our team and...


  • Hong Kong, Central and Western District, Hong Kong SAR China China CITIC Bank International Limited Full time

    Company Overview">China CITIC Bank International Limited is a leading commercial bank in Hong Kong, dedicated to providing comprehensive banking services to individuals and corporate clients. We are committed to delivering exceptional customer experiences and fostering long-term relationships.Job Description">We are seeking an experienced Assistant General...