IT Risk Control Director
6 days ago
The Dah Sing Financial Group is a leading financial institution in Hong Kong offering banking, insurance, and financial services through its extensive network. Our core values are caring, teamwork, and progressiveness. We embrace individual uniqueness and foster an environment where everyone can grow and thrive.
Main Responsibilities:- Maintain effective oversight of key risks, controls, and enhancement initiatives to ensure proper governance and control are in place.
- Identify compliance and internal control issues within the IT department and conduct thorough risk assessments.
- Review and assess control self-assessments on governance, risk management, and compliance to identify and mitigate potential risks.
- Collaborate with business units to conduct periodic assurance checks on control activities over IT.
- Conduct end-to-end process reviews for control enhancements and oversee the implementation of remedial actions.
- Exercise gatekeeper oversight on new business initiatives, products, and processes to ensure alignment with risk management and compliance frameworks.
- Work closely with second-line risk and control units to implement compliance, risk, and control enhancements.
- Ensure IT controls align with the Technology Risk Appetite Statement and internal control requirements.
- Implement adequate control measures to mitigate emerging risks and ensure timely issue resolution.
- Monitor risk events and escalate incidents to risk management/compliance units and senior management.
- Implement and maintain risk and control tools to analyze and mitigate risk issues within IT.
- Report observations on internal controls, risk, and compliance issues within IT to risk and control units.
- Promote a positive control culture and awareness within IT.
- At least 20 years of experience in banking IT, including 10 years in control implementation and 10 years in a managerial role.
- University graduate in Computer Science/Information Technology or equivalent.
- Hold one or more of the following certifications: CISSP, CISA, CISM, CCSP.
- Demonstrate solid experience in regulators' requirements on technology risk management.
- Strong communication skills in both Chinese and English.
- Able to drive change and execute plans effectively.
- Mature and able to work independently under pressure.
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