Compliance Officer

EFG International seeks a seasoned Compliance Officer to join its team. The ideal candidate will possess a strong background in risk management and a proven track record of ensuring compliance with regulatory requirements. Key responsibilities include providing advisory support to Client Relationship Officers, conducting customer due diligence, and preparing...

Compliance OfficerLarson Maddox is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance team, you will play a crucial role in ensuring our institution adheres to all regulatory requirements related to anti-money laundering (AML) and overall regulatory compliance.Key Responsibilities:Develop, implement, and monitor...

Compliance ManagerHARBRIDGE PARTNERS is seeking a highly skilled Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance-related rules, procedures, and business processes to ensure regulatory adherence.Conduct thorough compliance reviews of internal policies, major decisions, new products, and legal documents to identify...

Compliance ManagerHARBRIDGE PARTNERS is seeking a highly skilled Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance-related rules, operational procedures, and business processes to ensure regulatory compliance.Conduct thorough compliance reviews of internal management policies, major decisions, new products, and new...

Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...

Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...

Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for providing advisory services to business units regarding regulatory compliance issues, participating in regulatory compliance-related projects, and conducting compliance training for staff.Key...

Job Purpose:As a key member of the Group Compliance Division, you will play a crucial role in ensuring the Bank's compliance with regulatory requirements and industry standards. Your primary responsibility will be to assist in the development and implementation of effective compliance policies and procedures, ensuring that the Bank's operations are in line...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of services through our extensive network of branches. Our core values are built on caring, teamwork, and progressiveness, creating a unique work environment where you can thrive.Job Purpose:We are seeking a highly skilled Compliance Officer to join...

Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with relevant laws and regulations.Key ResponsibilitiesProvide advisory services to business units on regulatory...

Job Summary:Dah Sing Bank is seeking a highly skilled Compliance Officer to join our team. As a key member of our Group Compliance Division, you will play a critical role in ensuring the Bank's compliance with rules, regulations, and guidelines issued by regulatory bodies.Main Responsibilities:• Conduct thorough reviews and provide advice on...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of banking, insurance, and financial services through our extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We believe that every individual is unique...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at HKMC Annuity Limited. The successful candidate will be responsible for providing compliance review and advisory services, developing and updating compliance policies and guidelines, and promoting compliance awareness and culture within the Company.Key Responsibilities:Provide...

Job SummaryWe are seeking a highly skilled Compliance Assistant to join our team at moomoo. The successful candidate will be responsible for assisting in day-to-day compliance matters, including trade surveillance work, providing compliance advice and support for business initiatives, and handling regulatory reporting and inquiries with the relevant...

Compliance Assistant Role at MoomooWe are seeking a highly skilled Compliance Assistant to join our team at Moomoo. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key Responsibilities:Trade Surveillance and Compliance: Assist in monitoring and...

Job Title: Compliance SpecialistAbout the Role:We are seeking a highly skilled Compliance Specialist to join our team at Rapyd. As a key member of our compliance team, you will be responsible for ensuring that our business operations are in compliance with relevant laws and regulations.Responsibilities:Perform Enhanced Due Diligence (EDD) on high-risk...

About Us Founded in 1999 and listed on NASDAQ in 2003 and HKEX in 2021, , Ctrip, Skyscanner, and Qunar. Across its platforms, We have four Customer Service Centres for , Korea, the UK, and the Philippines, providing 24/7 customer service in 19 different languages. We have more than 30,000 employees scattered across 30 countries in Asia, Europe, the...

About the RoleWe are seeking a highly motivated and detail-oriented Compliance Assistant to join our team at moomoo. As a key member of our compliance team, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key ResponsibilitiesAssist in trade surveillance work, including monitoring and...

Main Responsibilities:We are seeking a highly skilled Compliance Officer/Manager to join our team at Gough Recruitment. The successful candidate will be responsible for ensuring that our clients' businesses comply with all relevant laws and regulations.Monitor daily trading activities and transactions to ensure compliance with firm policies and Hong Kong...