Senior Risk Management Specialist

3 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Green Lake Executive Search Co. Limited Full time
Job Description

Regulatory Compliance Role at Green Lake Executive Search Co. Limited

About the Company

Green Lake Executive Search Co. Limited is a professional services firm that provides expert recruitment solutions to clients in the financial industry.

Job Summary

We are seeking an experienced Senior Risk Management Specialist or Compliance Officer to join our team. The successful candidate will be responsible for ensuring that our client's business activities comply with relevant laws, regulations, and internal policies.

Key Responsibilities:
  • Liaise with regulatory bodies: Communicate effectively with regulatory authorities, such as the SFC, regarding license applications and address inquiries related to various types of applications.
  • Maintain compliance review program: Regularly assess our client's business activities to ensure compliance with applicable laws, regulations, and internal policies.
  • Prepare responses to inquiries and investigations: Gather information, analyze, and craft appropriate responses to regulatory queries and investigations.
  • Demonstrate language proficiency: Possess a good command of English, Cantonese, and Mandarin languages.
Requirements

To be successful in this role, you should have:

  • A strong background in risk management or compliance with experience in the financial services industry.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and as part of a team.
  • Good analytical and problem-solving skills.
  • Proficiency in Microsoft Office, particularly Excel and Word.
What We Offer

Our company offers a competitive salary range of HKD 800,000 - 1,200,000 per annum, depending on qualifications and experience.



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