Senior Financial Operations Specialist
6 days ago
At CICC, we are committed to fostering an environment of equity and diversity.
Job OverviewWe are seeking a skilled Wealth Manager to join our team. As a Wealth Manager, you will be responsible for reviewing operating procedures to ensure compliance with internal guidelines and relevant regulations.
Your Key Responsibilities:
- Review and enhance operational workflow to reduce operational risks.
- Work closely with Compliance Officers in HK to enhance sales team's compliance awareness.
- Monitor operational, legal and compliance risks related to sales activities.
- Assist in daily business operations and activities regarding coordination, organization, and communication with related departments.
Requirements
To succeed in this role, you will need:
- Bachelor's degree or above in Finance, Business Administration, Information Technology, Operation Management or related discipline.
- Qualified with a Type 1 license under the SFC is preferred.
- Minimum 3-5 years of relevant experience ideally supporting operations or internal control, preferably in PB/PWM department.
- Good knowledge of industry internal and external guidelines and rules.
- Patient and responsible, able to multi-tasking.
- Good command of English and Chinese, fluency in Putonghua is preferred.
About Us
CICC aims to build an inclusive workplace that values the diverse backgrounds, ideas, and cultures of our employees. We strive to create an environment where every employee feels heard, supported, and empowered to contribute to the company's growth and success.
We recognize the importance of fair treatment in all aspects of our business, from recruitment and hiring to professional development and advancement.
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