Head of Settlement and Risk

4 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Bowen Partners Full time

Job Description

We are seeking a highly experienced professional to join our team as the Director, Settlement. In this role, you will be responsible for leading our settlement operations in Hong Kong, managing daily trade booking and settlement processes for various financial products.

The ideal candidate will have a minimum of 10 years of hands-on experience in settlement, particularly in Hong Kong market futures, options, and fixed income products. Strong knowledge of global equity settlement processes and HK-listed futures/options clearing procedures is essential.

Key responsibilities include:

  • Settlement Operations: Supervise and manage daily trade booking and settlement operations across various financial products, ensuring timely and accurate processing.
  • Trade Execution: Execute trade processing and settlement functions, including preparing settlement instructions through clearing platforms such as Euroclear, CMU, and Fedwire.
  • Settlement Monitoring: Monitor settlement status, collaborate with counterparties and business teams to resolve potential settlement failures, and follow up with exchanges or other parties on any issues.
  • Regulatory Compliance: Ensure compliance with all relevant rules, regulations, and reporting requirements as mandated by regulatory bodies.
  • Process Improvement: Continuously review and enhance departmental processes to improve workflow efficiency, reduce turnaround times, and strengthen risk control measures.

The successful applicant will possess excellent communication and interpersonal skills, with the ability to build relationships at all levels. Proven people management and organizational skills, with the ability to lead and motivate a team, are also essential.



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