Investment Banking Quality Control Associate
3 weeks ago
Position Description
The Quality Control team of the Investment Banking Department at CITIC CLSA provides technical support and assists in effectively monitoring and controlling business risks of the Investment Banking Department. As a Quality Control Associate, you will be responsible for improving the execution quality of Hong Kong and overseas investment banking business by conducting independent review of various transaction documents and due diligence.
Key Responsibilities- Quality Control Policy and Framework
- Review and maintain internal quality control policy and framework, transaction approval process, and relevant IT system.
- Due Diligence Review
- Review due diligence performed by deal teams and the underlying due diligence record.
- Transaction Document Review
- Review and approve various transaction documents.
- Risk Assessment
- Assess the regulatory and business risk of investment banking transactions and report to senior management where necessary.
- Committee Meetings
- Organize and participate in internal committee meetings considering the acceptance and launch of investment banking transactions.
- Research and Statistics
- Conduct research, internal statistics, and other ad-hoc tasks as required from time to time.
- Bachelor's degree or above.
- At least 5 years' relevant working experience in global investment banks, law firms, or big four audit firms with knowledge of various financial products and regulations of the capital markets and securities companies in Hong Kong and overseas.
- Experience in overseas capital markets is a plus.
- Good communication and coordination skills, with excellent team spirit, conscientious, and meticulous, strong sense of responsibility, and stress tolerance.
- Good command of spoken and written English and Mandarin, using English and Mandarin as working language.
CITIC CLSA may collect personal data from you for purposes relating to your engagement with the Company, including human resource management and other business and internal / external compliance purposes. Any personal information and/or data collected and held by the Company may be used by the Company or transferred (whether within/ outside Hong Kong) to any other parties within the Company, subsidiaries and affiliates of the Company, internal or external service providers, or any other relevant parties including governmental or regulatory authorities, for the above purposes.
-
Investment Banking Associate
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China MUFG Full timeUnlock Your Potential in Investment BankingMitsubishi UFJ Financial Group (MUFG) is a global leader in financial services, and we're seeking a talented individual to join our team as an Investment Banking Associate in our Middle Office Department in Hong Kong.As a key member of our team, you will be responsible for assisting the Agency Head of Department in...
-
Investment Associate
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeAbout the RoleWe are seeking a highly motivated and detail-oriented Investment Associate to join our team at SAFE Investment. As an Investment Associate, you will play a key role in supporting our investment teams with research, analysis, and portfolio management.Key ResponsibilitiesOperational Responsibilities:Manage daily investment operations, including...
-
Quality Control Manager
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Bank Full time{"Job Title": "Quality Control Manager", "Job Description": "Job Purpose:To ensure that all Business Banking and Direct Channels Department operations are fully compliant with the bank\u2019s regulations and standards.Main Responsibilities:Prepare operation risk and compliance reports, ensuring timely completion of quality control and risk...
-
Investment Associate
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeInvestment Trainee ProgramWe are seeking talented individuals to join our 2-year investment trainee program, designed to prepare candidates for advancement in investment teams. The program focuses on fundamental research, systematic investing, and trading team development.Through the program, trainees will work closely with mentors from portfolio managers to...
-
Investment Associate
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeInvestment Trainee ProgramWe are seeking talented individuals to join our 2-year investment trainee program, designed to prepare candidates for advancement in investment teams. The program focuses on fundamental research, systematic investing, and trading.Through the program, trainees will work closely with mentors from portfolio managers to traders on...
-
Quality Control Manager
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Bank Full timeJob Purpose:To ensure all banking operations are fully compliant with regulations and standards set by the bank and regulatory bodies.To act as an account manager and provide support to risk and compliance reporting and monitoring of respective banking operations.Main Responsibilities:To prepare risk and compliance-related reports, ensuring timely completion...
-
Quality Control Manager
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Bank Full timeJob Purpose:To ensure that all Business Banking and Direct Channels Department operations are fully compliant with the bank's regulations and standards.Main Responsibilities:Prepare operation risk and compliance reports, ensuring timely completion of quality control and risk assessments.Conduct courtesy calls or site visits to Business Banking...
-
Hong Kong, Central and Western District, Hong Kong SAR China MUFG Full timeUnlock Your Potential in Investment BankingMitsubishi UFJ Financial Group (MUFG) is a global leader in financial services, and we're seeking a talented Associate to join our Middle Office Department in Asian Investment Banking.As a key member of our team, you'll play a critical role in managing transactions, coordinating with stakeholders, and ensuring...
-
Investment Associate
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Tencent Full timeJob Title: Investment AssociateJoin Tencent's investment team as an Investment Associate and contribute to the company's strategic growth.Job SummaryWe are seeking a highly skilled and motivated Investment Associate to support our investment team in identifying and evaluating investment opportunities. The successful candidate will have a strong background in...
-
Investment Associate
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Tencent Full timeJob Title: Investment AssociateJoin Tencent, a leading technology company, as an Investment Associate and contribute to the growth of our strategic investments.Key Responsibilities:Analyze investment opportunities through industry research, company analysis, financial modeling, and valuation analysis.Develop and present investment memos/theses to the Tencent...
-
Hong Kong, Central and Western District, Hong Kong SAR China Aptitude Asia Full timeJob DescriptionAptitude Asia is seeking a highly skilled Senior QA Analyst to join our Investment Banking team.Key Responsibilities:Design and execute comprehensive test cases for trading applications, ensuring seamless functionality and performance.Collaborate with cross-functional teams to identify and mitigate risks within the given release cycle.Develop...
-
Investment Associate
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Tencent Full timeAbout the RoleTencent is seeking a highly skilled Investment Associate to join our team. As an Investment Associate, you will be responsible for analyzing investment opportunities, conducting industry research, and presenting investment memos to our investment committee.Key ResponsibilitiesAnalyze investment opportunities by conducting industry research,...
-
Settlement Associate
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeJob Title: Settlement AssociateWe are seeking a highly skilled Settlement Associate to join our team at SAFE Investment. As a key member of our operations team, you will be responsible for ensuring the smooth settlement of global equities, fixed income, FX, and MM transactions.Key Responsibilities:Trade Matching and Execution: Process daily trades, ensuring...
-
Settlement Associate
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeJob Title: Settlement AssociateWe are seeking a highly motivated and detail-oriented Settlement Associate to join our team at SAFE Investment. As a key member of our operations team, you will be responsible for ensuring the smooth settlement of global equities, fixed income, FX, and MM transactions.Key Responsibilities:Trade Matching and Execution: Process...
-
Settlement Associate
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China SAFE Investment Full timeJob Title: Settlement AssociateWe are seeking a highly motivated and detail-oriented Settlement Associate to join our team at SAFE Investment. As a key member of our operations team, you will be responsible for ensuring the smooth settlement of global equities, fixed income, FX, and MM transactions.Key Responsibilities:Trade Matching and Execution: Process...
-
Hong Kong, Central and Western District, Hong Kong SAR China MUFG Full timeAbout MUFGMUFG is a leading global financial institution, committed to delivering exceptional client service and innovative solutions. Our team of experts is dedicated to helping clients achieve their financial goals, while fostering a culture of collaboration, diversity, and inclusion.Job SummaryWe are seeking a highly motivated and detail-oriented...
-
Investment Associate, Hong Kong
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeAbout CitiCiti is a global financial services company that has been connecting people and businesses for over 200 years. We provide a wide range of financial services and products to our clients, including consumers, corporations, governments, and institutions.Job SummaryWe are seeking a highly skilled Investment Associate to join our team in Hong Kong. As...
-
Hong Kong, Central and Western District, Hong Kong SAR China Aptitude Asia Full timeJob DescriptionAptitude Asia is seeking a highly skilled Senior QA Analyst to join our Investment Banking team.Key Responsibilities:Design and execute comprehensive test cases for trading applications, ensuring seamless functionality and performance.Collaborate with cross-functional teams to identify and mitigate risks within the given release cycle.Develop...
-
Investment Associate, Hong Kong
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeAbout CitiCiti is a global financial institution with a rich history of over 200 years. We provide a wide range of financial services and products to our clients, helping them meet their biggest opportunities and challenges.Job SummaryWe are seeking a highly skilled Investment Associate to join our team in Hong Kong. As an Investment Associate, you will play...
-
Quality Control Supervisor
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Eternity Consultants (HK) Limited Full timeJob ResponsibilitiesWe are seeking a highly experienced Quality Control Supervisor to join our team at Eternity Consultants (HK) Limited. The successful candidate will be responsible for:Leading a team of 10 quality inspectors in China to ensure the highest standards of quality control in the watch industry.Developing and implementing quality inspection...
