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Financial Regulatory Compliance Professional

1 week ago

Hong Kong Island, Hong Kong SAR China CSC Full time

We're looking for an experienced Compliance Specialist to join our team in Hong Kong. This is a fantastic opportunity to work with a leading provider of business, legal, and financial services and contribute to the delivery of high-quality compliance solutions.

About the Role

As a Compliance Specialist, you will play a key role in ensuring the integrity and compliance of our operations. You will be responsible for developing and implementing AML policies and procedures, conducting thorough due diligence processes, and performing compliance testing on customer profiles.

  • Develop and implement AML policies and procedures in accordance with regulatory requirements.
  • Conduct thorough due diligence processes for onboarding new customers and vendors, as well as periodic review of existing ones.
  • Perform compliance testing on customer profiles to ensure that all CDD is in accordance with AML requirements, identifying any discrepancies and proposing potential enhancements.
  • Provide guidance on risk assessments, particularly for high-risk clients, and address inquiries from business teams and stakeholders.
Key Requirements

To be successful in this role, you will need:

  • A Bachelor's degree in finance, law, or a related field.
  • Minimum 5 years of experience in AML compliance, preferably in funds administration.
  • Strong knowledge of AML laws and regulations.
  • Excellent communication skills in both written and spoken English.
  • Ability to work effectively in a team environment.
About Us

CSC is a global leader in business, legal, and financial services, providing innovative solutions to clients worldwide. With a presence in over 140 jurisdictions, we offer a unique blend of local expertise and global reach.