Financial Regulatory Associate

4 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China ALS International Full time
Financial Regulatory Associate - International Firm

ALS International is seeking a Financial Regulatory Associate to join their team in Dubai. As a key member of the team, you will provide regulatory advice to financial institutions, asset managers, and other relevant parties in the MENA region.

The ideal candidate will have experience in advising on industry and government sectors, with a strong understanding of financial regulations. You will work closely with a partner who has a strong reputation in the market, supporting the team's growth plans across the region.

The role offers a competitive salary, bonus, and benefits package, as well as opportunities for professional development and growth.

Key Responsibilities:
  • Provide regulatory advice to financial institutions and other relevant parties
  • Work closely with a partner to support the team's growth plans
  • Develop and maintain relationships with clients and stakeholders
  • Stay up-to-date with changes in financial regulations and laws
Requirements:
  • 4-8 years of experience in financial regulation
  • Experience in an international law firm
  • Strong understanding of financial regulations and laws
  • Excellent communication and interpersonal skills


  • Hong Kong, Central and Western District, Hong Kong SAR China ALS International Full time

    About Our ClientALS International is seeking a Financial Regulatory Associate to join their Dubai office. This is an exciting opportunity for a mid- to senior-level financial regulatory lawyer to start an adventure in an international law firm overseas. The team advises on both industry and government sectors, supporting financial institutions, asset...


  • Hong Kong, Central and Western District, Hong Kong SAR China BNY Full time

    Role OverviewWe are seeking a skilled Senior Associate to join our Regulatory Oversight Management team in Hong Kong. This role will reside in the business and support management in day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations, and related policies.Key ResponsibilitiesPerform research and...


  • Hong Kong, Central and Western District, Hong Kong SAR China ALS International Full time

    About Our ClientOur client is a leading international law firm with a strong presence in the Middle East and North Africa region. They are seeking a highly skilled Financial Regulatory Lawyer to join their team in Dubai.Job SummaryThis is an exciting opportunity for a mid-to-senior level Financial Regulatory Lawyer to join a dynamic and growing international...


  • Hong Kong, Central and Western District, Hong Kong SAR China BNY Full time

    About the RoleWe are seeking a highly skilled Senior Associate to join our Regulatory Oversight Management team in Hong Kong. As a key member of our team, you will play a critical role in supporting management in the day-to-day efforts related to first line of defense regulatory oversight management.Key ResponsibilitiesReside in the business and support...


  • Hong Kong, Central and Western District, Hong Kong SAR China BNY Mellon Full time

    About the RoleWe are seeking a highly skilled Senior Associate to join our Regulatory Oversight Management team in Hong Kong. As a key member of our team, you will play a critical role in supporting management in the day-to-day efforts related to first line of defense regulatory oversight management.Key ResponsibilitiesReside in the business and support...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    We are seeking a highly motivated and organized Financial Services Associate to provide administrative support to our Department under Operations at Dah Sing Financial Group.To be successful in this role, you should have a strong educational background and at least 1 year of clerical experience, preferably in the banking industry. Independent work style and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing GroupDah Sing Financial Group is a leading financial services company in Hong Kong. With over 70 branches across the region, we offer a wide range of banking, insurance, and financial services.Our company culture is built on caring, teamwork, and progressiveness. We believe that everyone has the capacity for growth and strive to create an...


  • Hong Kong, Central and Western District, Hong Kong SAR China eFinancialCareers Full time

    About the Role:We are seeking a highly skilled Regulatory Reporting Specialist to join our team at eFinancialCareers.Key Responsibilities:Perform daily accounting duties, including preparing trade journals and conducting bank and broker reconciliations.Handle various in-bank-related and other clerical tasks.Manage regulatory matters, including FRR and Client...


  • Hong Kong, Central and Western District, Hong Kong SAR China IQ-EQ Full time

    Job DescriptionResponsibilitiesWe are seeking a highly skilled professional to provide compliance consultancy services to clients regulated by the Securities and Futures Commission (SFC). The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities.Key TasksClient Management: Deliver compliance...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a range of services through our extensive network of branches in Hong Kong, Macau, and Mainland China. Our core values are built around caring, teamwork, and progressiveness, creating a culture that fosters growth and development for our employees.Job...


  • Hong Kong, Central and Western District, Hong Kong SAR China IQ-EQ Full time

    Job Title: Senior Associate/ Assistant Manager, Regulatory ComplianceWe are seeking a highly skilled professional to join our team at IQ-EQ, a leading provider of compliance consultancy services to clients regulated by the Securities and Futures Commission (SFC) in Hong Kong.Key Responsibilities:Client Management: Serve as the primary point of contact for...


  • Hong Kong, Central and Western District, Hong Kong SAR China Green Lake Executive Search Co. Limited Full time

    Key Responsibilities:Perform daily accounting duties, including trade journal preparation and bank and broker reconciliations.Handle in-bank-related and other clerical tasks.Handle regulatory matters, including FRR and Client Monies Segregation.Prepare supporting schedules for daily or monthly reporting.Assist in the preparation of financial and management...


  • Hong Kong, Central and Western District, Hong Kong SAR China IQ-EQ Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Expert to provide comprehensive compliance advisory services to clients regulated by the Securities and Futures Commission (SFC). The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities.Key ResponsibilitiesClient Management: Serve as...


  • Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Limited Full time

    About the RoleWe are seeking a highly skilled Financial Regulatory Specialist to join our team at ConnectedGroup Limited. In this role, you will be responsible for ensuring accurate and timely financial reporting, providing technical guidance, enhancing processes and controls, and supporting stakeholder management and regulatory compliance through...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services organization in Hong Kong, offering a range of services through its extensive network. Our core values are centered around caring, teamwork, and progressiveness. We recognize the unique strengths and talents of each individual and strive to create an environment where...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services organization in Hong Kong, offering a range of banking, insurance, and financial services through its extensive network of branches in Hong Kong, Macau, and Mainland China. Our core values are centered around caring, teamwork, and progressiveness. We recognize that...


  • Hong Kong, Central and Western District, Hong Kong SAR China eFinancialCareers Full time

    Key Responsibilities:Prepare trade journals and perform bank and broker reconciliations on a daily basis.Handle in-bank-related and other clerical tasks to ensure seamless operations.Manage regulatory matters, including FRR and Client Monies Segregation, to maintain compliance.Develop supporting schedules for daily or monthly reporting to provide accurate...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing GroupThe Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its network.Our culture emphasizes caring, teamwork and progressiveness.Main Responsibilities:Support the preparation of accounting and financial reportsParticipate in month-end closingPrepare...


  • Hong Kong, Central and Western District, Hong Kong SAR China China CITIC Bank International Limited Full time

    **About the Role**We are seeking a highly experienced Strategic Financial Leader and Regulatory Compliance Manager to join our team at China CITIC Bank International Limited.**Job Summary**The successful candidate will be responsible for leading the financial accounting team, ensuring the accuracy and timeliness of financial reporting, and driving regulatory...

  • Regulatory Manager

    4 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Philips Full time

    Job Title: Associate Regulatory ManagerAbout the Role:We are seeking an experienced Associate Regulatory Manager to join our team at Philips. As a key member of our regulatory affairs team, you will be responsible for ensuring compliance with regulatory requirements in Hong Kong and the Greater Bay Area (GBA).Key Responsibilities:Implement and maintain...