Legal and Risk Manager

4 days ago


Hong Kong, Central and Western District, Hong Kong SAR China SinoPac Securities (Asia) Limited Full time
About the Role

We are seeking a skilled Legal & Compliance Officer to join our team at SinoPac Securities (Asia) Limited. As an Associate-level position, this role requires a strong background in law, accounting, or business administration, with 2 years of relevant experience.

Responsibilities:
  1. Ensure compliance with securities laws and regulations, SFC rules and regulations, Exchange Rules, Listing Rules, and Companies Ordinance.
  2. Provide expert advice and guidance on regulatory matters to management and departments.
  3. Develop and maintain effective relationships with government bodies, external lawyers, and professional advisers.
  4. Coordinate with other departments to ensure smooth operation and compliance across the organization.
  5. Promote a culture of compliance awareness within the Company.
  6. Perform ad-hoc assignments and tasks as required by management.


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