Compliance Officer

Executive Assistant to CEO Job DescriptionCompany OverviewLink Compliance is a leading online gaming company based in Hong Kong. We are seeking an experienced Executive Assistant to support our CEO's business calendar and operations.Salary: $80,000 - $100,000 per annumJob DescriptionWe are looking for a highly skilled and organized individual to join our...

Compliance OfficerLarson Maddox is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance team, you will play a crucial role in ensuring our institution adheres to all regulatory requirements related to anti-money laundering (AML) and overall regulatory compliance.Key Responsibilities:Develop, implement, and monitor...

Compliance ManagerHARBRIDGE PARTNERS is seeking a highly skilled Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance-related rules, operational procedures, and business processes to ensure regulatory compliance.Conduct thorough compliance reviews of internal management policies, major decisions, new products, and new...

Job Purpose:As a key member of the Group Compliance Division, you will play a crucial role in ensuring the Bank's compliance with regulatory requirements and industry standards. Your primary responsibility will be to assist in the development and implementation of effective compliance policies and procedures, ensuring that the Bank's operations are in line...

Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team at Interactive Brokers. The ideal candidate will have experience in regulatory compliance, with a strong understanding of anti-money laundering (AML) programs and financial regulations.ResponsibilitiesConduct ongoing reviews and analysis of enterprise clients' AML programs and...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at HKMC Annuity Limited. The successful candidate will be responsible for providing compliance review and advisory services, developing and updating compliance policies and guidelines, and promoting compliance awareness and culture within the Company.Key Responsibilities:Provide...

Job SummaryWe are seeking a highly skilled Compliance Assistant to join our team at moomoo. The successful candidate will be responsible for assisting in day-to-day compliance matters, including trade surveillance work, providing compliance advice and support for business initiatives, and handling regulatory reporting and inquiries with the relevant...

About Us Founded in 1999 and listed on NASDAQ in 2003 and HKEX in 2021, , Ctrip, Skyscanner, and Qunar. Across its platforms, We have four Customer Service Centres for , Korea, the UK, and the Philippines, providing 24/7 customer service in 19 different languages. We have more than 30,000 employees scattered across 30 countries in Asia, Europe, the...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team in Hong Kong. The successful candidate will be responsible for overseeing and advising on all Hong Kong-related compliance and regulatory matters.Key ResponsibilitiesAct as the primary liaison to the SFC exchanges and other regulatory bodies.Research, interpret,...

Main ResponsibilitiesAs a key member of the EFG International team, you will provide critical advisory support to ensure that Client Relationship Officers perform thorough customer due diligence in accordance with EFG Global standards and applicable regulations. Your expertise will guide Hong Kong-based Client Relationship Officers and Private Banking...

Job Overview We are seeking a highly organized and detail-oriented Compliance Assistant to provide administrative support to our Legal Department. Responsibilities: * Provide administrative support to the Legal Department, including document processing, filing, and data verification * Assist in preparing work reports and maintaining a filing system *...

Join our team of regulatory experts at Corporation Service Company as a Regulatory Compliance Officer. In this role, you will be responsible for ensuring our clients meet their local and global regulatory needs.Our Regulatory and Compliance Services (RCS) team provides top-quality services to our clients, including on-boarding and provision of FATCA/CRS...

At Prudential plc, we are committed to being partners for every life and protectors for every future. Our purpose drives everything we do, creating a culture of diversity and inclusion for our people, customers, and partners. We empower our employees to excel in their roles and make a meaningful impact on our business. This role will play a critical part in...

Citi is seeking a highly skilled Equities Compliance Officer to join our team in Central, Hong Kong. As a critical member of our Compliance and Control department, you will play a vital role in ensuring that our firm's equities business operates in compliance with relevant laws, regulations, and internal policies.Reporting to the Head of Equities Compliance,...

Job Title: Compliance OfficerAt CITIC CLSA, we are seeking a highly skilled Compliance Officer to join our Financial Crime Compliance team. As a key member of our team, you will play a critical role in ensuring the efficient identification and monitoring of suspicious activities and transactions within our organization.Key Responsibilities:Document all steps...

About FWD GroupFWD Group is a leading pan-Asian life insurance business with a strong presence in 10 markets. Our mission is to deliver innovative insurance solutions that meet the evolving needs of our customers.Job SummaryWe are seeking a seasoned Chief Compliance Officer to lead our Group Compliance Function. As a key member of our leadership team, you...

Job OverviewAt Trip, we are seeking a highly skilled Compliance Officer to join our team in the Netherlands. As a key member of our compliance team, you will be responsible for ensuring compliance with payment licenses and regulatory requirements.The RoleAs a Compliance Officer, you will work closely with various internal departments and external...

Job DescriptionWe are seeking a highly experienced Chief Compliance Officer to join our team at JH Partners Asia Company Limited.Key Responsibilities:Evaluate organizational policies and procedures to ensure alignment with regulatory requirements, ensuring the company remains compliant with relevant laws and regulations.Conduct comprehensive risk assessments...

Job Summary: We are seeking a highly skilled Business Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for ensuring that our business operations comply with relevant laws, regulations, and internal policies. Key Responsibilities: Develop and implement compliance policies and procedures to...

Client BackgroundLarson Maddox is a leading Private Bank seeking experienced professionals to join its Onboarding team. As a KYC Officer, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal policies.Job ResponsibilitiesConduct thorough KYC reviews of...