Compliance Specialist

Client Onboarding SpecialistLarson Maddox is seeking a highly skilled Client Onboarding Specialist to join our team. As a key member of our Onboarding team, you will be responsible for ensuring the seamless onboarding of high-net-worth clients, while maintaining compliance with all relevant regulations and internal policies.Key Responsibilities:Conduct...

Client Onboarding SpecialistLarson Maddox is seeking a highly skilled Client Onboarding Specialist to join our team. As a key member of our Onboarding team, you will be responsible for ensuring the seamless onboarding of high-net-worth clients, while maintaining compliance with all relevant regulations and internal policies.Key Responsibilities:Conduct...

Client Onboarding SpecialistLarson Maddox is seeking a skilled Client Onboarding Specialist to join our team. As a key member of our Onboarding team, you will be responsible for ensuring the seamless onboarding of high-net-worth clients, while maintaining compliance with all relevant regulations and internal policies.Key Responsibilities:Conduct thorough...

Product Compliance RoleWe are seeking a highly skilled Product Compliance Specialist to join our team at PUMA. As a Product Compliance Specialist, you will play a critical role in ensuring that our products meet the highest standards of quality and compliance with local laws and regulations.Key ResponsibilitiesSupport the implementation and validation of...

Tax Compliance Specialist **Job Summary** We are seeking a highly organized and detail-oriented Tax Compliance Specialist to join our team at China Mobile International Limited. As a key member of our tax team, you will be responsible for providing administrative support and ensuring the accuracy and timeliness of tax-related...

About the RoleDBS Bank is seeking a skilled professional to join our Group Legal, Compliance & Secretariat team. As a Compliance Specialist, you will play a critical role in ensuring the bank's interests are protected and its reputation is enhanced.Key ResponsibilitiesConduct thorough investigations to ensure the quality and timeliness of results.Identify...

Job Title: Compliance Support SpecialistAt SAFE Investment, we are seeking a highly organized and detail-oriented Compliance Support Specialist to provide administrative support to our Legal Department.Key Responsibilities:Handle internal staff's compliance mattersProvide secretarial and administrative support, such as document processing, filing, data...

Job SummaryWe are seeking a highly skilled Compliance Specialist to join our team at moomoo. The successful candidate will be responsible for assisting in day-to-day compliance matters, including trade surveillance work, providing compliance advice and support to business initiatives, and handling regulatory reporting and inquiries with the relevant...

Job Summary:We are seeking a highly skilled Equities Compliance Specialist to join our team at Ashford Benjamin Ltd. The successful candidate will be responsible for providing compliance advice on APAC equities and electronic trading business.Key Responsibilities:Act as the primary contact person for regulatory and compliance matters related to market-making...

Client Onboarding SpecialistLarson Maddox is seeking a highly skilled Client Onboarding Specialist to join their Client Onboarding team. This role requires a comprehensive understanding of KYC regulations and a proven track record of implementing and managing KYC processes.Key Responsibilities:Conduct thorough due diligence on corporate clients, including...

Overview:We are seeking a highly qualified Regulatory Compliance Specialist to join our team at HKMC Annuity Limited. This role is responsible for providing compliance review and advisory services to ensure our company remains compliant with regulatory requirements.Key Responsibilities:Develop and update compliance policies and guidelines;Review policies and...

AML Advisory Role in Hong KongWe are partnering with a leading Chinese Securities house to fill an AML advisory role based in Hong Kong.Key Responsibilities:Develop and implement transaction monitoring programs for securities businesses.Provide expert advice on surveillance, AML, and KYC-related matters to the business.Liaise with the Hong Kong's Joint...

Job Title: Senior KYC Compliance SpecialistAt Tangspac, we are seeking a highly skilled Senior KYC Compliance Specialist to join our team. As a key member of our compliance department, you will play a critical role in ensuring the effective implementation of our Know Your Customer (KYC) and Anti-Money Laundering (AML) policies and procedures.Key...

Job SummaryZurich Insurance Company is seeking a highly skilled Compliance Assurance Specialist to join our team. As a key member of our compliance team, you will be responsible for ensuring that our business practices are ethical and compliant with regulatory requirements.Key ResponsibilitiesDevelop and implement compliance assurance programs to identify...

Job SummaryZurich Insurance Company is seeking a highly motivated and detail-oriented Compliance Assurance Specialist to join our team. As a key member of our compliance team, you will play a critical role in ensuring that our business practices align with regulatory requirements and industry standards.Key ResponsibilitiesDevelop and implement compliance...

Job SummaryWe are seeking a highly skilled AML Compliance Specialist to join our team at IQ-EQ. The successful candidate will be responsible for providing AML compliance consulting services to our clients, drafting and reviewing AML policies and procedures, and conducting CDD/EDD onboarding and periodic reviews.Key ResponsibilitiesProvide AML compliance...

Key ResponsibilitiesAs a Product Compliance Specialist at PUMA, you will play a crucial role in ensuring that our products meet the highest standards of quality and compliance with local laws and regulations.Support the implementation and validation of PUMA's Product Compliance process to guarantee that our products meet market best practices and our company...

**About China Life Franklin Asset Management**We are a leading joint venture asset manager, partnering with China Life Group and Franklin Templeton Investments to provide institutional investment solutions in the region.**Job Summary**We are seeking a highly motivated and detail-oriented Legal & Compliance Specialist to join our team. As a key member of our...

Job Title: Regulatory Compliance SpecialistHex Trust is a leading digital asset custodian seeking a highly skilled Regulatory Compliance Specialist to oversee and support the next stage of the Company's growth & expansion. The successful candidate will be responsible for obtaining and maintaining SFC Type 1 (Dealing in Securities) and Type 4 (Advising on...

Job SummaryDBS Bank is seeking a highly skilled AML Compliance Specialist to join our Institutional Banking Group. As a key member of our team, you will be responsible for ensuring compliance with internal AML risk and compliance policies, external regulations, and industry best practices.Key ResponsibilitiesDevelop and implement effective AML risk...