Investment Compliance Specialist

Job Title: Compliance Support SpecialistAt SAFE Investment, we are seeking a highly organized and detail-oriented Compliance Support Specialist to provide administrative support to our Legal Department.Key Responsibilities:Handle internal staff's compliance mattersProvide secretarial and administrative support, such as document processing, filing, data...

Job Title: Compliance AssistantAbout the Role:We are seeking a highly organized and detail-oriented Compliance Assistant to provide administrative support to our Legal Department at SAFE Investment. This role offers a unique opportunity to contribute to the company's compliance efforts and work closely with the legal team.Key Responsibilities:- Handle...

Join our 2-year investment trainee program to develop your skills in fundamental research, systematic investing, and trading team.As a trainee, you will work closely with mentors from portfolio managers to traders on various research projects, including corporate action analysis, company fundamental research, and big data analysis.Responsibilities:Manage...

Larson Maddox Investment Banking KYC SpecialistOur client, a leading Investment Bank, is seeking an experienced KYC Specialist to join its Onboarding team. This role involves conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal policies.Perform in-depth due diligence on new and...

The CompanyPure Hong Kong is seeking a Compliance Specialist for Asset Managers to join their growing Compliance Team.The RoleYou will be responsible for drafting and formulating investment compliance policies, ensuring all investment restrictions for funds are documented and controlled, system maintenance, and compliance monitoring.Your ProfileYou will have...

Key ResponsibilitiesAs an Insights Lab Specialist, you will support Insights Lab Strategists in creating, managing, and delivering Investment Insights and Investment Cases to clients and GPB colleagues.You will also assist in analytics related to GPB book screening and GPB Sales Leads orchestration.The role holder will ensure fair treatment of customers and...

Client BackgroundLarson Maddox is a leading Investment Bank seeking experienced professionals to join the Onboarding team. As a Compliance Specialist, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal policies.Job ResponsibilitiesPerform in-depth due...

About the RoleThe Company is seeking a highly motivated and experienced Compliance Professional to join their growing Compliance Team in Hong Kong.As a key member of the team, you will be responsible for drafting and formulating investment compliance policies, ensuring that all investment restrictions for funds are appropriately documented and controlled,...

Job Title: Investment Product SpecialistWe are seeking a highly skilled Investment Product Specialist to join our team at CITIC CLSA. As a key member of our product distribution business, you will play a crucial role in driving the growth of our regular product program and enhancing our product distribution efforts.Key Responsibilities:Prepare...

Job SummaryBEA Union Investment Management Limited is seeking a skilled IT Support Specialist to join our team. In this role, you will provide first-level support for our IT applications, market data products, and IT systems.Daily TasksConfigure and update Bloomberg AIM systems, including Commission tables and Compliance rules.Support the generation of Fund...

Transforming the Future of Investment ServicesAIA International Limited is seeking a highly skilled Investment Services Specialist to join our team. As a key member of our investment operations team, you will play a critical role in supporting the delivery of our investment services to our customers.Key Responsibilities:* Supervise the daily investment...

About the RoleWe are seeking a highly motivated Investment Product Specialist to join our Contact Centre team. As an Investment Sales Specialist, you will work closely with branches to identify and explore customers' financial needs.ResponsibilitiesExecute investment product transactions through inbound and outbound phone activities.Provide timely market...

Unlock Your Potential in Wealth ManagementHSBC is seeking a high-calibre professional to join our Wealth and Personal Banking team as a Wealth Investment Product Expert.As a Wealth Investment Product Expert, you will be a subject matter expert on Wealth Investment Solutions, providing market updates to support Premier Relationship Managers in exploring...

Compliance Role OverviewAt Goldman Sachs, we are seeking a highly skilled Compliance Specialist to join our Global Markets Compliance team. As a Compliance Specialist, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Key ResponsibilitiesProvide real-time compliance advice to...

Job Title: Risk AssociateAt SAFE Investment, we are seeking a highly skilled Risk Associate to join our team. As a Risk Associate, you will play a critical role in monitoring, measuring, and managing all aspects of risk in our day-to-day activities.Key Responsibilities:Provide expert advice to our investment team to ensure adherence to our investment mandate...

About Larson MaddoxLarson Maddox is seeking a seasoned Compliance Manager to lead the development and implementation of effective compliance frameworks for our Investment and Insurance operations.Key ResponsibilitiesCompliance Framework DevelopmentDesign, implement, and maintain comprehensive compliance policies, procedures, and controls.Regulatory Guidance...

Job SummaryAs a Compliance Expert - Investment Products, you will provide critical guidance on rules and regulations related to investment products, including PE/VC/Hedge Funds, Fixed Income, Structured Products, and Derivatives. You will be responsible for assisting with regulatory inquiries, surveys, and examinations, collaborating with internal...

Investment Solutions SpecialistAbout the RoleWe are seeking a skilled Investment Solutions Specialist to join our team in Hong Kong. As a key member of our External Investing Group (XIG), you will be responsible for identifying, researching, and selecting leading third-party investment managers to provide investors with advisory and investment solutions.Key...

Job Overview We are seeking a highly organized and detail-oriented Compliance Assistant to provide administrative support to our Legal Department. Responsibilities: * Provide administrative support to the Legal Department, including document processing, filing, and data verification * Assist in preparing work reports and maintaining a filing system *...

Job Description:About UsQHire Ltd is a leading financial services company that requires a skilled compliance specialist to join our team.Job SummaryWe are seeking an experienced Compliance Associate/AVP who will be responsible for ensuring the company's compliance with regulatory requirements. The successful candidate will have a minimum of 3 years'...