Compliance Officer

3 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China Infini Capital Management Limited Full time
Job Title: Compliance Manager

At Infini Capital Management Limited, we are seeking a highly skilled Compliance Manager to join our team. The successful candidate will be responsible for ensuring that our company's activities are in compliance with relevant regulations and laws.

Key Responsibilities:
  • Compliance Policy Management: Develop, implement, and maintain effective compliance policies and procedures to ensure adherence to regulatory requirements.
  • Regulatory Reporting: Ensure timely and accurate submission of regulatory reports, including CFTC, SEC, and SFC filings.
  • Trade Surveillance: Conduct pre- and post-trade monitoring, trade error review, and trade incident investigation and reporting.
  • Vendor Management: Participate in the firm's Vendor Management process to ensure compliance with regulatory requirements.
  • Compliance Training: Develop and deliver compliance training programs for employees to enhance awareness and understanding of compliance obligations.
Requirements:
  • Education: Bachelor's degree in a relevant field such as finance, business, or law.
  • Experience: Minimum of 7 years of experience in compliance within the financial industry, preferably in hedge funds or asset management.
  • Skills: Sound knowledge of applicable regulations and laws, strong analytical and problem-solving skills, excellent communication and interpersonal skills, and detail-oriented with the ability to handle multiple tasks and prioritize effectively.
  • Certifications: Professional certifications in compliance (e.g., CPA, CAMS, CFE, CRCMP) are highly desirable.

We offer a competitive salary and benefits package to the successful candidate. If you are a motivated and experienced compliance professional looking for a new challenge, please submit your application.

  • Compliance Officer

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China EFG International Full time

    EFG International seeks a seasoned Compliance Officer to join its team. The ideal candidate will possess a strong background in risk management and a proven track record of ensuring compliance with regulatory requirements. Key responsibilities include providing advisory support to Client Relationship Officers, conducting customer due diligence, and preparing...

  • Compliance Officer

    2 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Compliance Lawyer Opportunity at Worthington LegalA top UK law firm, Worthington Legal, is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...

  • Compliance Officer

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time

    Compliance ManagerHARBRIDGE PARTNERS is seeking a highly skilled Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance-related rules, procedures, and business processes to ensure regulatory adherence.Conduct thorough compliance reviews of internal policies, major decisions, new products, and legal documents to identify...

  • Compliance Officer

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China Mizuho Bank, Ltd Full time

    About the RoleMizuho Bank, Ltd. is seeking a highly skilled Compliance Officer to join our team in Hong Kong. As a key member of our Legal and Compliance Section, you will play a critical role in ensuring the bank's compliance with relevant laws and regulations.Key ResponsibilitiesAssist in managing the General Compliance functions, including planning,...

  • Compliance Officer

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time

    Compliance ManagerHARBRIDGE PARTNERS is seeking a highly skilled Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance-related rules, procedures, and business processes to ensure regulatory adherence.Conduct thorough compliance reviews of internal policies, major decisions, new products, and legal documents to identify...

  • Compliance Officer

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Bank Of China (Hong Kong) Limited is seeking a Compliance Manager to join our team. The successful candidate will be responsible for providing advisory services to business units regarding regulatory compliance issues. Key responsibilities include participating in regulatory compliance-related projects, reviewing policies and procedures, and conducting...

  • Compliance Officer

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    Compliance Officer - Private BankingLarson Maddox is seeking an experienced Compliance Officer to join our Private Banking team. As a key member of our Compliance team, you will be responsible for ensuring the highest standards of compliance with all relevant regulations and internal policies.Key Responsibilities:Conduct comprehensive due diligence on...

  • Compliance Officer

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    Compliance Officer - Private BankingLarson Maddox is seeking a highly skilled Compliance Officer to join our Private Banking team. As a key member of our Compliance team, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal policies.Key...

  • Compliance Officer

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Gough Recruitment Full time

    {"title": "Compliance Officer/Manager", "description": "Main Responsibilities:We are seeking a highly skilled Compliance Officer/Manager to join our team at Gough Recruitment. The successful candidate will be responsible for ensuring that our clients' businesses comply with all relevant laws and regulations.Monitor daily trading activities and transactions...

  • Compliance Officer

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...

  • Compliance Officer

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...

  • Compliance Officer

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    {"h1":"Compliance Lawyer Role at Worthington Legal","p":"Worthington Legal is seeking a Compliance Lawyer to join their Hong Kong office. As a key member of the team, you will be responsible for developing and maintaining the firm\u2019s policies and procedures on core compliance issues such as anti-money laundering, sanctions, conflicts, and...

  • Compliance Officer

    2 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and confidentiality.Key...

  • Compliance Officer

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...

  • Compliance Officer

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will be responsible for ensuring that our business operations are in compliance with relevant government regulations and the Bank's guidelines and policies.Key ResponsibilitiesReview customer...

  • Compliance Officer

    2 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Allspring Global Investments Full time

    About the RoleWe are seeking a highly skilled Compliance Officer to join our team in Hong Kong and Singapore. As a key member of our Compliance team, you will play a critical role in ensuring that our business operations align with applicable laws, regulatory rules, and regulations.Key ResponsibilitiesSupport the development and implementation of our...

  • Compliance Officer

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will be responsible for providing advisory services to business units regarding regulatory compliance issues.Key ResponsibilitiesProvide advisory services to business units on regulatory...

  • Compliance Officer

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Worthington Legal Full time

    {"h1":"Compliance Lawyer Role at Worthington Legal","p":"Worthington Legal is seeking a Compliance Lawyer to join their Hong Kong office. As a key member of the team, you will be responsible for developing and maintaining the firm\u2019s policies and procedures on core compliance issues such as anti-money laundering, sanctions, conflicts, and...

  • Compliance Officer

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of services through our extensive network of branches. Our core values are built on caring, teamwork, and progressiveness, creating a unique work environment where you can thrive.Job Purpose:We are seeking a highly skilled Compliance Officer to join...

  • Compliance Officer

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with relevant laws and regulations.Key ResponsibilitiesProvide advisory services to business units on regulatory...