Assistant Manager/ Senior Executive, Compliance Department
5 days ago
Responsibilities Assist in formulating and updating the company's KYC/AML policies, internal control processes, and operation manuals. Lead the full-process KYC/CDD/EDD reviews for high-risk clients (such as politically exposed persons and institutional-level cryptocurrency traders). Utilize third-party verification tools (such as World-Check, Sumsub, and Dow Jones) to conduct sanctions list and PEP screenings. Periodically review client data to ensure timely updates and compliance with regulatory requirements. Responsible for individual license applications, and when necessary, cooperate with the SFC or other regulatory authorities on on-site inspections and information disclosure requirements. Collaborate with internal operations, customer service, and technical departments to ensure compliant daily business operations. Qualifications Bachelor’s degree or above in Law, Economics, Finance, Accountancy, or relevant discipline. 3‑5 years’ progressive KYC/compliance experience within a financial institution, virtual asset platform, securities firm, or related fields. Familiarity with Hong Kong and international AML/KYC regulatory requirements (FATF, AMLO, SFC, VASPs guidelines). Proficiency in using KYC verification and sanctions screening tools (such as Refinitiv World‑Check, Sumsub, Dow Jones Risk & Compliance, etc.). Familiarity with CRS/FATCA obligations and tax reporting for financial institutions. Possession of international anti‑money laundering certifications such as ACAMS or ICA is preferred. Detail‑minded team player with high degree of integrity, maturity & independence. Good command of written and spoken English and Chinese (Cantonese and Putonghua). Candidates with less experience may be considered for the position of Senior Executive. Application Questions Which of the following statements best describes your right to work in Hong Kong? What is your expected monthly basic salary? Which of the following languages are you fluent in? CHIEF, founded in 1979, is a leading financial service provider in Hong Kong with over 15 business locations covering Hong Kong Island, Kowloon, the New Territories, and four Mainland China contact points. Location: Sheung Wan, Central and Western District, Hong Kong #J-18808-Ljbffr
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hong kong, Hong Kong SAR China Chief Group Limited Full timeAssist in formulating and updating the company's KYC/AML policies, internal control processes, and operation manuals Lead the full-process KYC/CDD/EDD reviews for high-risk clients (such as politically exposed persons and institutional-level cryptocurrency traders) Utilize third-party verification tools (such as World-Check, Sumsub, and Dow Jones) to conduct...
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Hong Kong Island, Hong Kong SAR China Chief Group Limited Full timeSenior Manager/ Manager, Compliance Department Add expected salary to your profile for insights Advise department heads and relevant business units on compliance-related matters Stay abreast of the latest legal and regulatory requirements, and develop company-wide compliance monitoring mechanisms Assist the team in handling product advisory for relevant...
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Hong Kong Island, Hong Kong SAR China Chief Group Full timeResponsibilities Advise department heads and relevant business units on compliance‑related matters Stay abreast of the latest legal and regulatory requirements, and develop company‑wide compliance monitoring mechanisms Assist the team in handling product advisory for relevant departments, including wealth management, asset management,...
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Hong Kong Island, Hong Kong SAR China Chief Full timeAssistant Manager/ Senior Executive, Compliance Department Responsibilities Lead and execute end-to-end KYC/CDD/EDD reviews for high-risk clients, including PEPs and institutional crypto traders. Utilize third-party verification tools (e.g., World-Check, Sumsub, Dow Jones) for sanctions and PEP screening. Conduct periodic client file reviews, ensuring the...
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Partnerships Senior Manager, Southeast Asia
1 week ago
Hong Kong Island, Hong Kong SAR China Partnerships Senior Manager, Southeast Asia Full timePartnerships Senior Manager, Southeast Asia Collinson is a global loyalty and benefits company. We use our expertise and products to craft customer experiences which enable some of the world’s best known brands to acquire, engage and retain the most demanding and choice-rich customers. In particular, our unique expertise and insight into high earning,...
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hong kong, Hong Kong SAR China Bank of Dongguan Co., Ltd. – Hong Kong Branch Full timeSenior Compliance Manager, Legal and Compliance Department Add expected salary to your profile for insights Senior Compliance Manager, Legal and Compliance Department Responsibilities Liaise with local regulators such as the HKMA, SFC and relevant regulators to assist in the implementation of the policy requirements of local regulators in Hong Kong;...
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Senior Analyst
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Hong Kong Island, Hong Kong SAR China JAST Compliance Limited Full timeOverview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....
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Hong Kong Island, Hong Kong SAR China Bank of Dongguan Co., Ltd. – Hong Kong Branch Full timeSenior Compliance Manager, Legal and Compliance Department Responsibilities • Liaise with local regulators such as the HKMA, SFC and relevant regulators to assist in the implementation of the policy requirements of local regulators in Hong Kong; • Formulate, update and review compliance policies and guidelines according to the requirements of the Head...
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Senior Executive Assistant
1 week ago
Hong Kong Island, Hong Kong SAR China Delken Group Limited Full timeSenior Executive Assistant (Legal Department) Our client is a Governmental Authority. Responsibilities: Provide administrative and secretarial supports to the managerial officers in Legal Department Co-ordinate operational matters within the Division and with other stakeholders Liaise and follow up with internal and external parties for business related...
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Senior Executive Assistant
1 week ago
Hong Kong Island, Hong Kong SAR China Delken Group Limited Full timeA Governmental Authority is seeking a Senior Executive Assistant for its Legal Department. The ideal candidate will provide administrative support, coordinate with stakeholders, and assist in various logistical tasks. Required skills include good command of English and Chinese, as well as proficiency in office software. A degree and at least 5 years of...
