Senior Compliance Manager, Legal and Compliance Department

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Senior Compliance Manager, Legal and Compliance Department Responsibilities • Liaise with local regulators such as the HKMA, SFC and relevant regulators to assist in the implementation of the policy requirements of local regulators in Hong Kong; • Formulate, update and review compliance policies and guidelines according to the requirements of the Head...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Senior Manager/ Manager, Compliance Department Add expected salary to your profile for insights Advise department heads and relevant business units on compliance-related matters Stay abreast of the latest legal and regulatory requirements, and develop company-wide compliance monitoring mechanisms Assist the team in handling product advisory for relevant...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

Provide compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other documentations Formulate and review general compliance manual, AML and other...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

A financial compliance firm in Hong Kong is offering an opportunity for candidates without relevant experience to establish a career in the financial compliance field as an Assistant Compliance Consultant. The role encompasses assisting compliance consultants with regulatory filings, handling administrative tasks, and developing training materials. Good...

Responsibilities Advise department heads and relevant business units on compliance‑related matters Stay abreast of the latest legal and regulatory requirements, and develop company‑wide compliance monitoring mechanisms Assist the team in handling product advisory for relevant departments, including wealth management, asset management,...