Assistant Vice President, Legal

5 days ago


Hong Kong, Central and Western District, Hong Kong SAR China KGI HONG KONG LIMITED Full time

Founded in 1988, the KGI Group is a multi-faceted, pan-Asian financial services group that thrives on providing the highest standards of service to its clients. The KGI Group prides itself on utilizing unsurpassable integrity and professionalism, prudence in its judgments and reliance on the security of a well-resourced institution to provide this service to its clients.

Being one of Hong Kong's largest equity brokers by market share and one of the ten largest futures brokers, KGI Hong Kong operates a full-service brokerage firm for retail and institutional clients, aiming to provide customers with one-stop financial service.

Responsibilities
  • To provide in-house general legal advice and support services mainly on institutional business and IWM. Expected to expand into other business areas over time.
  • To prepare and/or review legal documents focusing on ISDA documentation, repo agreements, securities borrowing and lending agreements and related documents.
  • To provide legal advice and support principally on matters within the regulatory scope of the HK SFC relating to dealing in and advising on securities, futures and over-the-counter (OTC) derivatives and asset management.
  • To provide legal advice and support on litigations and regulatory investigations.
  • To liaise with and give instructions to external lawyers.
  • To provide legal advice and support on other business areas e.g. insurance brokerage, MPF and money lending business.
Requirements
  • A law degree with honors from HK or English jurisdiction
  • Minimum 3 years of working as an in-house counsel or a legal practitioner
  • Familiar with rules and regulations on securities and futures businesses and dealing with relevant regulators
  • Preference will be afforded to those who have working knowledge in OTC derivative transactions.

Please send application with resume and expected salary quoting the job reference to the HR Department, 41/F, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong.

(Personal data collected will be used for recruitment purpose only.)

#J-18808-Ljbffr

  • Hong Kong, Central and Western District, Hong Kong SAR China Goldman Sachs Group, Inc. Full time

    About the Job: We are seeking a Vice President to join our AWM Legal team. The successful candidate will be responsible for advising on the structuring and execution of transactions, assessing legal and reputational risks, and managing diligence processes.The ideal candidate will have a strong background in equity and/or debt investing deals, with a proven...


  • Hong Kong, Central and Western District, Hong Kong SAR China Shangri-La Group Full time

    Career Opportunities: Assistant Vice President, Information Security (170911) Requisition ID: 170911 - Posted: Hong Kong SAR - Shangri-La International Hotel Management Limited - Information Technology - Permanent Shangri-La Group is a global leader in luxury hospitality with unique Asian heritage. Headquartered in Hong Kong, we have over 100 hotels and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Shangri-La Group Full time

    We are looking for an Assistant Vice President Engineering – Operations to join our team and help us deliver exceptional guest experiences through efficient and effective engineering operations.In this role, you will be responsible for monitoring processes, implementing structured training, and providing technical support to ensure compliance with...


  • Hong Kong, Central and Western District, Hong Kong SAR China MUFG Full time

    Vice President, Legal Department Apply locations Hong Kong - Airside time type Full time posted on Posted 3 Days Ago job requisition id 10069426-WD Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000...


  • Hong Kong, Central and Western District, Hong Kong SAR China North Rock Capital Management, LLC Full time

    We are seeking a highly experienced Implementation Vice President to join our team at North Rock Capital Management, LLC.The successful candidate will be responsible for leading and overseeing portfolio manager integrations onto our platform in the APAC region. They will work closely with internal and external stakeholders to ensure timely completion of...


  • Hong Kong, Central and Western District, Hong Kong SAR China ALL-STAR AGENCY Full time

    Get AI-powered advice on this job and more exclusive features. Direct message the job poster from ALL-STAR AGENCY President and Founder | ALL-STAR AGENCY | Recruiting Champions in Banking and Financial Services Overview A high-growth corporate bank with growth in APAC is seeking to hire an Vice President - Syndications in the syndicated loans department to...


  • Hong Kong, Central and Western District, Hong Kong SAR China Wharf Hotels Full time

    Join Our Team as Vice President Operations Are you a visionary leader with a passion for driving change and generating profits in the hotel industry? We have an exceptional career opportunity for a dynamic and self-driven individual to join our team as Vice President Operations. About The Role As Vice President Operations, you will oversee the efficient...


  • Hong Kong, Central and Western District, Hong Kong SAR China BCT Group - BCT Financial Ltd & Bank Consortium Trust Co Ltd Full time

    Assistant Vice President - Business Development (Employer Solution Team) 1 week ago Be among the first 25 applicants Direct message the job poster from BCT Group - BCT Financial Ltd & Bank Consortium Trust Co Ltd Key Responsibilities: Assist to formulate and implement retention plan for the corporation Provide all-round services to channel partners and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank of Communications Co., Ltd. London Branch Full time

    Responsible for providing solutions or treasury products to suit the needs of the clients maintained by Head Office, onshore and overseas branches. Formulating and implementing various sophisticated marketing programs. Degree holder or above with a minimum of 3 years' relevant experience in treasury market sales gained from renowned financial institutions....


  • Hong Kong, Central and Western District, Hong Kong SAR China MUFG Full time

    Role DescriptionThis Assistant Vice President - Treasury Administration role involves providing critical support to the Team Lead in overseeing the day-to-day operations of the treasury office. You will work closely with the team to ensure that all activities are carried out efficiently and effectively, while maintaining the highest standards of quality and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Shangri-La Group Full time

    Career Opportunities: Assistant Vice President, Group Marketing (Content Lead) (170794) Requisition ID170794 -Posted -Hong Kong SAR -Shangri-La International Hotel Management Limited -Marketing -Permanent Shangri-La Group is a global leader in luxury hospitality with unique Asian heritage. Headquartered in Hong Kong, we have over 100 hotels and resorts...


  • Hong Kong, Central and Western District, Hong Kong SAR China ALL-STAR AGENCY Full time

    Senior Vice President - Cash Sales, Transaction Banking This leading wholesale bank is now seeking to hire a Senior Vice President, Cash Sales, Transaction Banking to lead a small team and drive revenue for the bank through customised cash management related solutions to existing and prospective Large Corporate customers. Responsibilities Pitch and sell...


  • Hong Kong, Central and Western District, Hong Kong SAR China EQT Group Full time

    Associate/Vice President - Capital Markets Hong Kong EQT recognizes that Diversity, Equity & Inclusion (DE&I) have a positive impact on both EQT's investors, employees and society. We strive to attract top talent representing diversity of backgrounds, experiences, perspectives, and opinions as this is vital to building better businesses, engaging talent, and...

  • Vice President

    5 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...


  • Hong Kong, Central and Western District, Hong Kong SAR China BluFin Advisory Limited Full time

    We run a very entrepreneurial-minded sales and products team in the advisory space; we are a niche APAC-centric placement platform with a heavy presence in GC markets.We are actively looking for an experienced Institutional Vice President to join our growing sales team.Responsibilities:Be main lead for large institutions and help to develop and maintain good...


  • Hong Kong, Central and Western District, Hong Kong SAR China Levin Human Resources Development Limited Full time

    We are seeking an Executive Vice President Trust to join our team at Levin Human Resources Development Limited.About the RoleThe ideal candidate will have a strong background in trust services, excellent communication skills, and the ability to build strong relationships with clients and stakeholders.Key ResponsibilitiesProvide expert advice on trust matters...


  • Hong Kong, Central and Western District, Hong Kong SAR China ICBC International Full time

    Key Responsibilities:As an Institutional Equity Sales Vice President at ICBC International, you will be responsible for assisting senior staff in expanding relationships with institutional customers. You will also contribute to sales promotion transactions and provide research and sales services to overseas clients.The ideal candidate will have a bachelor's...


  • Hong Kong, Central and Western District, Hong Kong SAR China MUFG Full time

    Assistant Vice President, Forex & Treasury Administration Department, Operations (12-Month Fixed Term Contract)Apply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id 10067384-WDDo you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's...


  • Hong Kong, Central and Western District, Hong Kong SAR China Levin Human Resources Development Limited Full time

    We are seeking an experienced Executive Vice President of Finance to join our team at Levin Human Resources Development Limited.The ideal candidate will have a strong background in finance, with excellent leadership and strategic planning skills.Key Responsibilities:Develop and implement financial strategies to drive business growthLead finance teams to...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank of America Full time

    About UsWe are Bank of America, a leading bank committed to helping people achieve their financial goals. Our mission is to drive Responsible Growth and deliver value to our clients, teammates, communities, and shareholders.Job Title: Vice President, Quantitative Strategies and Data Group, Hong KongWe are seeking an experienced professional to join our team...