Senior Compliance Officer

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Senior Client Onboarding Officer Company: Compliance Commit Consulting Ltd, a Type 1&2 broker headquartered in Europe. Job Duties Reports directly to the Onboarding Team Lead located in Europe. Manage the client onboarding process. Manage and facilitate comprehensive client due diligence (CDD) and conduct Enhanced Due Diligence (EDD) on complex cases,...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

A financial compliance firm in Hong Kong is offering an opportunity for candidates without relevant experience to establish a career in the financial compliance field as an Assistant Compliance Consultant. The role encompasses assisting compliance consultants with regulatory filings, handling administrative tasks, and developing training materials. Good...

A senior care organization in Hong Kong seeks a Human Resources Manager to manage employees' compensation, ensure compliance with local regulations, and oversee payroll processing at elderly homes. The ideal candidate will have over 3 years of supervisory experience, expertise in the HRIS system, and proficiency in MS Excel and bilingual communication. The...

Chief Compliance Officer / Senior Compliance Officer Develop, implement, and maintain a comprehensive enterprise-wide compliance management framework. Ensure compliance with all relevant laws, including the HKMA's guidelines, AMLO (AML/CFT), Personal Data (Privacy) Ordinance, and SFC guidelines. Act as the Money Laundering Reporting Officer (MLRO) for the...

Senior Compliance Officer / Compliance Officer Manage SFC licensing matters, including but not limited to delisting and relisting applications. Support the handling of regulatory investigations and surveys received from regulators. Coordinate internal and external CPT monitoring activities. Review third-party deposit and withdrawal applications from business...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...