Senior Legal and Compliance Manager
3 days ago
Responsibilities Strong capability to lead the department and manage the team independently; Able to advise and communicate with internal stakeholders and external parties e.g. external lawyers; Able to independently manage and handle general compliance work, including but not limit to manage licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters; Able to independently manage and provide compliance advice on AML and regulatory compliance related assignment and issues, e.g. handle institutional risk assessments, CDD requirements, STR, selling process etc.; Able to independently manage internal audits of the company's operations, processes, and controls to review and evaluate the effectiveness of internal control systems, risk management practices, and governance processes and to identify control weaknesses and recommend improvements; Able to take lead on keeping the firm abreast of regulatory development and conduct gap analysis if necessary; Able to draft and review internal policies and to provide day to day advisory support regarding adherence on the same; Able to handle FATCA and CRS reporting and advise on relevant issues; Provide support on preparing various management reports; Handle such other tasks as assigned from time to time. Requirements At least Bachelor's Degree in Laws Business Administration (Candidate from other disciplines such as Accounting, Finance, Risk Management may be considered if strong practical experience is possessed); With at least 10 years of working experience in financial industry; Good knowledge of compliance, AML and local regulations; With knowledge and practical experience on company secretarial matters such as Hong Kong and offshore companies; With knowledge and practical experience on FATCA / CRS reporting experience; Qualification as a Hong Kong lawyer is a strong advantage; Good report writing in particular in Chinese, analytical and interpersonal skills; Responsible, proactive, detailed-mind, good self-disciplined and well-organized with good communication skills; Able to work under pressure and a good team player; Good computer literacy i.e. Word, Excel, PPT, etc.. Please click "Apply Now" to submit your application with CV attached stating both the existing and expected salary . Personal data collected will be used for recruitment purposes only. #J-18808-Ljbffr
-
Legal Counsel
1 week ago
Hong Kong Island, Hong Kong SAR China Legal Full timeProvide general and transactional legal advice to business functions/ sections of the Branch, including but not limited to commercial & private banking, financing, investment products, derivatives, debt capital market, administrative, corporate & governance matters etc. Maintain legal oversight of the Branch through attending various governance, control and...
-
Legal Counsel
1 day ago
Hong Kong Island, Hong Kong SAR China SD Legal Full timeManaging Director at SD Legal | Award Winning In-house Legal & Compliance Recruiter | Fitness Enthusiast & Family Man Client = Technology focused MNC with both an established legal team and Head of Legal based in Hong Kong. This company operates a WFH policy. This is a new role to join an established legal team to support the business on a range of legal /...
-
Senior Legal Operations
1 week ago
Hong Kong Island, Hong Kong SAR China Career Legal Full timeA leading global law firm is seeking an experienced Office Manager to oversee office operations in Hong Kong. This role includes managing team members, ensuring compliance with policies, and nurturing supplier relationships. The ideal candidate will have a strong background in operations within the legal services sector. An effective leader, you will also be...
-
Hong Kong Island, Hong Kong SAR China Legal Full timeA financial services firm in Hong Kong seeks a qualified legal professional to provide general and transactional legal advice across various business functions. This role requires maintaining legal oversight, reviewing agreements, and conducting training seminars. The ideal candidate will have a degree in law, 3 years of banking experience, and fluency in...
-
Senior Insurance Legal
2 weeks ago
Hong Kong Island, Hong Kong SAR China Well Link Life Insurance Company Limited Full timeA leading insurance firm in Hong Kong seeks a Senior Manager, Legal and Compliance, to oversee compliance programs and manage legal cases. The ideal candidate will have a law degree and at least 5 years of relevant experience in compliance within the insurance industry. Responsibilities include developing compliance frameworks, monitoring legal adherence,...
-
Legal/ Compliance Officer
3 days ago
Hong Kong Island, Hong Kong SAR China HedgeSPA (Sophisticated Predictive Analytics for Hedge Funds and Leading Institutions) Full timeJoin to apply for the Legal/Compliance Officer role at HedgeSPA (Sophisticated Predictive Analytics for Hedge Funds and Leading Institutions) . Get AI-powered advice on this job and more exclusive features. Description Implement and manage an effective legal compliance program Develop and review company policies Advise management on the company’s...
-
.Insurance-Senior Manager, Legal and Compliance
2 weeks ago
Hong Kong Island, Hong Kong SAR China Well Link Life Insurance Company Limited Full timeInsurance – Senior Manager, Legal and Compliance Responsibilities Corporate governance and relevant guidelines, Intermediary's conduct related regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor overall compliance therewith,...
-
Hong Kong Island, Hong Kong SAR China Well Link Life Insurance Company Limited Full timeInsurance-Senior Manager, Legal and Compliance Responsibilities Corporate governance and relevant guidelines, Intermediary's conduct related regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor overall compliance therewith,...
-
Legal and Compliance Manager
7 days ago
Hong Kong Island, Hong Kong SAR China Larson Maddox Full timeLegal and Compliance Manager - Hedgefund Base pay range: HK$660,000.00/year - HK$1,080,000.00/year Location: APAC (Hedge Fund with presence across Asia)Reporting to: COORole Type: Individual Contributor Key Responsibilities Manage and maintain the firm's compliance framework in line with regulatory requirements. Act as the primary point of contact for...
-
Senior Manager – Legal
3 days ago
Hong Kong Island, Hong Kong SAR China Springer Professional Group Limited Full timeOur client seeks a strategic Senior Legal Manager to safeguard their Insurance business. You will build their compliance framework, advise on regulations, oversee licensing, surveillance, AML/KYC, and new products. Apply to lead and make a key impact. The incumbent will be reporting to the department head directly. Job Descriptions Serve as a trusted advisor...
