Senior Manager – Legal

3 days ago


Hong Kong Island, Hong Kong SAR China Springer Professional Group Limited Full time

Our client seeks a strategic Senior Legal Manager to safeguard their Insurance business. You will build their compliance framework, advise on regulations, oversee licensing, surveillance, AML/KYC, and new products. Apply to lead and make a key impact. The incumbent will be reporting to the department head directly. Job Descriptions Serve as a trusted advisor to retail and institutional business lines (brokerage, global markets) on regulatory compliance, new product development, and transactional issues. Design and implement firm-wide compliance frameworks, including monitoring programs, trade surveillance, policies, and procedures aligned with regulatory developments. Manage core compliance operations: license applications, trade surveillance, AML/KYC/CDD reviews, client documentation checks, and marketing material reviews. Lead compliance initiatives, including internal investigations, ad-hoc projects, staff training, and the implementation of new systems and controls. Job Requirements A Bachelor’s degree in Business, Finance, Law, or a related field. At least 8 years of legal/compliance experience from within a brokerage firm or regulatory body. Fluent in English, Cantonese, and Mandarin (written and spoken). A proactive team player with outstanding communication and presentation skills. Highly responsible, resilient under pressure, and able to manage multiple priorities. Languages: Fluent in Cantonese, English and Mandarin Interested parties please email your resume to for consideration. For job enquiries, please call for more details. Please mention your consultant's name on your application if you have already registered with Springer. All information provided by candidates will be used solely for recruitment purposes only in accordance with the employer’s personal data policies. #J-18808-Ljbffr


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