Regulatory Compliance Manager, CMB

2 weeks ago

hong kong, Hong Kong SAR China Hang Seng Bank Limited Full time
Job description
A Career with Hang Seng Bank
Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.
Compliance
Compliance - Compliance is a function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help Hang Seng Bank navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help Hang Seng safeguard its customers and the communities within which it operates
We are currently seeking a high caliber professional to join our department as Regulatory Compliance Manager, CMB & GBM .
Principal responsibilities
Impact on the Business
  • Oversee the critical Compliance policies and systems that impact HASE Wholesale Banking and ensure that the Group's exposure to Regulatory Compliance is managed in a commercially sensitive, practical and cost effective manner.
  • Provide advice and support on Regulatory Compliance to senior management, Compliance and other colleagues.
Customer / Stakeholders
  • Reporting to Team Head on Regulatory Compliance matters.
  • Ensure that senior management are appropriately advised of all material Compliance related matters
  • Manage and foster a strong relationship with all relevant regulators and ensure timely disclosure of relevant information, in relation to regulatory compliance related matters.
  • Ensure that positive relationships are maintained with other external stakeholders (e.g. Commercial Banking) relevant to the Compliance agenda.
Leadership and Teamwork
  • Maintain and develop positive and professional working relationships with senior business managers and Compliance colleagues at the Group level and those in other Regions and Businesses.
  • Create an environment for the delivery of consistent performance measurement, training, career management and succession planning across Compliance capability.
  • Establish a strategy for the sharing of Regulatory Compliance knowledge and best practice across wider Compliance Function and Group.
Operational Effectiveness and Control
  • Create a framework for the effective risk-based monitoring of the implementation of Regulatory Compliance related policies and controls
  • Agree and oversee the implementation, embedding and monitoring of the adherence to the Compliance FIM.
Requirements
  • University Graduate in Finance / Accounting / Law or related fields.
  • At least 5 years working experience in Finance / Accounting / Internal Audit / Risk Management or related fields.
  • Excellent communication and inter-personal skills, with experience of dealing with executives at all levels including the capacity to articulate the case for risk management and policy in the language of business.
  • Ability to develop practical, cost effective solutions to complex issues.
  • Experience of dealing with regulatory matters and confident interaction with Regulators.
  • Knowledge in Wholesale Banking, preferably in Commercial Banking.
  • Ability to advise on product developments (including digital products) in Commercial Banking.
  • Knowledge in risk assessment and controls in relation to Commercial Banking.
  • Experience of interpreting and analysing a large volume of information and / or data and provide succinct summary for management.
  • Experience of working within a matrixed environment preferred including reporting internationally.
  • Ability to lead change in HASE, contributing to joining up with the other teams in Risk and Business globally.
  • Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes.
(Candidates with less experience will be considered for junior role.)
Visit Hang Seng Career Page and sign up with our Talent Community to receive the latest information about our career opportunities in Hang Seng Hong Kong.

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