AVP, Regulatory Compliance

A global investment bank in Hong Kong is seeking an experienced AVP, Equities Compliance to ensure compliance with regulatory requirements and maintain trading integrity. The ideal candidate will have a strong background in equities and financial products. Responsibilities include advising on compliance for the trading desk, conducting training for staff,...

A leading financial services institution in Hong Kong seeks a Compliance Manager to oversee regulatory investigations and compliance monitoring. The role requires a university degree and at least 5 years of experience in the financial services sector. Ideal candidates will have strong ethics, fluent English and Chinese, and the ability to handle multiple...

Talent & Culture, Asia Corporate & Investment Banking at BBVA Job Purpose & Objectives • Assist and support business management in identifying, assessing, measuring and mitigating compliance risks. • Provide reasonable assurance that the Bank and its employees comply with applicable laws, regulations, internal rules and ethical standards within the...

A leading global financial services firm in Hong Kong is seeking an AVP - Regulatory Reporting and Controls. This role involves ensuring regulatory adherence for APAC regulations and managing key operational initiatives. The ideal candidate will have strong regulatory reporting experience, knowledge of equities and financial products, and excellent...

AVP/VP, HR Compliance (Human Resources Department) Add expected salary to your profile for insights About the role We are seeking a highly experienced and motivated AVP/VP of HR Compliance to join our dynamic team at CMB Wing Lung Bank Limited in Central, Hong Kong. This is a full-time position that will play a crucial role in ensuring our HR practices...

AVP, Compliance, Insurance, MPF, and Wealth Management Products Location: Central, Hong Kong Responsibilities Advise management and relevant business units on compliance-related issues specific to Insurance, MPF, and Wealth Management products. Stay updated on the latest legal and regulatory requirements, promoting compliance awareness and fostering a...

AVP - Transformation, Digital & Corporate Services 2 days ago Be among the first 25 applicants Who We AreAs Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. How? By taking the time to truly understand people. From there, we provide support, services, solutions, and...

Responsibilities Manage the team to process dispute transactions within the time frame required by VISA, MasterCard and UPI chargeback compliance guidelines Ensure daily operations of Chargeback Team are in compliance with all internal policy and guidelines Liaise with local and overseas credit card member banks for charge back and pre-arbitration operations...

This is an exciting opportunity to join us as an AVP - Regulatory Reporting and Controls. You will be a key member of the APAC Operations in the Regulatory reporting space, responsible for the regulatory adherence of APAC regulations, ensuring completeness, accuracy, and timelines of regulatory reporting. You will be working on projects to comply with...

A leading financial institution in Hong Kong seeks a Manager / Senior Manager / AVP for Chargeback operations. The successful candidate will lead a team to ensure compliance with VISA and MasterCard guidelines, manage dispute transactions, and liaise with local and overseas banks. Minimum 7 years of experience in Chargeback and Credit Card Operations, and...