Banking Compliance Specialist

A financial institution in Hong Kong seeks a Regulatory Compliance Specialist to provide compliance advice and manage regulatory matters. The role requires at least 5 years of relevant experience, a bachelor's degree, and solid knowledge of banking regulations. Proficiency in English and Chinese is necessary. The successful candidate will play a key role in...

Regulatory Compliance Specialist - PAO Bank Limited Personal information collected is strictly for recruitment purpose only. Provide timely advice on the regulatory compliance related matters Support the regulatory compliance function covering regulated activities Keep track of regulatory updates, establish and maintain regulatory register and identify gaps...

Join to apply for the FCC Compliance Specialist role at Bank of Singapore, Asia's Global Private Bank 5 days ago | Be among the first 25 applicants Bank of Singapore opens doors to new opportunities. At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness....

A leading private bank in Hong Kong is seeking a highly skilled FCC Compliance Specialist. This role involves managing regulatory obligations and ensuring strict compliance with KYC documentation. Candidates should have 3-5 years of experience in client onboarding, strong AML/KYC knowledge, and excellent analytical skills. Join a dynamic team that values...

A leading banking corporation in Hong Kong is seeking a Compliance Officer to ensure adherence to regulatory standards and advise on internal controls. The ideal candidate will hold a Bachelor's degree in Accounting or Laws and possess a minimum of 5 years of experience in the banking industry. Responsibilities include reviewing policies, advising on product...

T Governance and Compliance Specialist (Bank) Client Description Company Description: A leading financial institution in Asia, providing a wide array of banking services. They are known for their commitment to customer service and technological innovation. Location: Kwun Tong Nature: Secondment Contract (1 year, renewable) Others: This is a one-year...

A leading financial institution in Hong Kong is seeking a compliance specialist to ensure quality control for investment banking transactions. This role involves monitoring compliance with regulations, reviewing documentation, and assisting in internal procedures. Ideal candidates will have a Master’s degree and at least 4 years of relevant experience in...

Business Risk Control & Compliance Specialist Join to apply for the Business Risk Control & Compliance Specialist role at Tangspac International Job Objective We are seeking a highly motivated and detail-oriented individual to join our bank client team as a Business Risk Control & Compliance Specialist. In this role, you will support the Business Risk...

Responsibilities Review all policies and procedures to ensure compliance with regulatory requirements, formulate and supervise the implementation of compliance review plans, conduct sample transaction checks, particularly relating to insurance and investment activities. Advise on new product launch or revamp, relevant sales and marketing materials, training...

Responsibilities Develop and implement sales strategies to achieve business objectives and enhance Private Banking business growth Lead and manage a group of Relationship Managers (RM) to achieve assigned KPIs and AUM revenue and to build and maintain clients’ portfolios Supervise and develop a team of Assistant Relationship Managers (ARM) to support...