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Asset Management

2 weeks ago


hong kong, Hong Kong SAR China ICBC International Full time

Asset Management (Compliance focus) - Executive Director Location: Wan Chai District, Hong Kong SAR. Get notified about new Director jobs in Hong Kong, Hong Kong SAR . Responsibilities Assist the Head in coordinating the asset management business process in Hong Kong and China mainland, ensuring compliance, operations and risk control efficiently. Lead the business management team to implement both Hong Kong and the mainland regulatory requirements, focusing on Type 1,4 and 9 licensed activities, and ensuring compliance throughout the whole business process. Establish and improve risk control mechanisms and procedures as the first line, set up policies, limits and daily routines for asset management business, covering the identification and management of all kinds of risks. Lead the business management team to monitor portfolios on a daily basis. Lead the team to coordinate the full lifecycle of asset management products, including documents preparation, funds launching, clients KYC, bank and broker account opening, checking transactions and other operational work. Requirements Must be a Responsible Officer (RO) for Type 1, 4, and 9 regulated activities under the SFC. Non-RO candidates must obtain approval from the SFC before appointment. Bachelor's degree or above, preferably in finance, accounting, laws or other related fields. At least 12 years of experience in Hong Kong asset management, fund house, investment banking companies, with at least 5 years in a managerial role (team leadership or key management position). Experience/knowledge in domestic securities and funds is preferred. Solid knowledge in end-to-end asset management processes, SFC regulations, and compliance requirements (AML/CFT). Strong team management and cross-department coordination skills. Referrals increase your chances of interviewing at ICBC International by 2x. Seniority level: Director. Employment type: Full-time. Job function: Finance. #J-18808-Ljbffr