Legal & Compliance Officer - Financial Institution

A financial services firm in Hong Kong seeks a qualified legal professional to provide general and transactional legal advice across various business functions. This role requires maintaining legal oversight, reviewing agreements, and conducting training seminars. The ideal candidate will have a degree in law, 3 years of banking experience, and fluency in...

Provide general and transactional legal advice to business functions/ sections of the Branch, including but not limited to commercial & private banking, financing, investment products, derivatives, debt capital market, administrative, corporate & governance matters etc. Maintain legal oversight of the Branch through attending various governance, control and...

A leading financial institution in Hong Kong is seeking a Compliance Officer to provide advisory services and develop compliance strategies for their operations in Hong Kong and Macau. The role requires over 10 years of experience in legal and compliance roles, strong analytical and communication skills, and fluency in both English and Chinese. A competitive...

A leading global law firm is seeking an experienced Office Manager to oversee office operations in Hong Kong. This role includes managing team members, ensuring compliance with policies, and nurturing supplier relationships. The ideal candidate will have a strong background in operations within the legal services sector. An effective leader, you will also be...

A leading financial institution based in Hong Kong is looking for a Legal & Compliance Leader to develop and drive their legal and compliance strategy. The ideal candidate will have over 10 years of experience, including substantial leadership within a financial institution or technology firm. Responsibilities include overseeing regulatory engagement,...

At Delta Asia Financial Group, we foster a supportive and empowering environment that enables our employees to shape rewarding career journeys. We are committed to your professional growth and development, and to creating a workplace culture that values collaboration, innovation, and excellence. Responsibilities Provide compliance advisory service and...

Legal Counsel - VP/AVP (Leading Chinese Financial Institution) Our client is a top tier Chinese financial services institution, a leader in Asia's financial ecosystem with a commanding presence in Hong Kong SAR, Mainland PRC, and beyond. Renowned for pioneering cross-border capital markets deals, innovative structured finance solutions, and robust principal...

Legal Counsel - VP/AVP (Leading Chinese Financial Institution) Our client is a top tier Chinese financial services institution, a leader in Asia's financial ecosystem with a commanding presence in Hong Kong SAR, Mainland PRC, and beyond. Renowned for pioneering cross-border capital markets deals, innovative structured finance solutions, and robust principal...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...