Compliance Analyst

Position: Compliance Analyst - Compliance Location: Hong Kong About Us The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services to a global client base, offering unrivalled learning and career opportunities to our 2 , 5 00 colleagues worldwide. What is it like to work here? We are driven to excel, and collaboration is key to our continued success. We can go further for our clients because we go further for each other too. Our inclusive culture creates an environment where people can be themselves at work while doing their best work. No matter where you work in the Maples Group, you will be part of a global team. The Opportunity We are looking for a Compliance Analyst to join our MaplesFS Compliance team as part of our financial services business in Hong Kong . You will be reporting to our Compliance Officer , Hong Kong . As part of our commitment to excellence , MaplesFS Compliance are enhancing their focus with a dedicated team in Asia, split across Singapore and Hong Kong . As part of our t eam , you will be performing the below key duties: Key Duties The role of the Compliance Analyst is a varied and wide- ranging role. This includes, but is not limited to, the following: support the roll out the Hong Kong Compliance monitoring and testing programme , working with the Montreal Risk Assurance team as required ; w ork with Business Assurance in the region to support reviews of onboarding, customer due diligence and related-know your customer requirements ; w ork with the Compliance Manager /MLRO to understand the regulations and rules governing outsourcing to ensure that the other MaplesFS offices are able to offer support to Hong Kong ; assist in the pre paration and updating of testing scripts, ViClarity references and the overall testing programme , including maintaining ViClarity questions; learn to undertake monitoring reviews in accordance with the global Risk Assurance monitoring and testing programme ; learn how to draft findings and recommendations and liaise with business areas as required; t rack regulatory and Financial Crime (1) changes to update policies and procedures; s upport the roll out of the Global Compliance Strategic programme as required, including working on ad hoc project related initiatives ; u nderstand MFS’s core systems to ensure that Compliance coverage is effective and efficient ; d evelop strong skills in Financial Crime and Prudential regulations ; l earn to undertake transaction monitoring , as may be required for local activity ; and a longside the wider team, ensure that F inancial C rime and other Compliance risks are identified, assessed, monitored and mitigated. Requirements In addition to high ethical standards and autonomy, the ideal candidate possesses the following: C urrent/previous experience in a similar role preferred E xperience in Financial Services preferred 2 +/- years, depending on level (more years ' experience if no degree) C ertifications in financial crime and/or regulatory subjects is of benefit K nowledge of Hong Kong and Cayman Islands Financial Crime regulations an advantage Competent in Word and Excel Benefits & Rewards The most enduring professional relationships are reciprocal relationships. The Maples Group prioritises employee health and wellbeing. Depending on your location, we offer a range of benefits, including: Comprehensive health coverage (medical, dental and optical) Competitive vacation packages Educational assistance and professional development programmes Savings or pension plan Life insurance Travel insurance Global mental wellness programme S ocial events About the Maples Group Over five decades, the Maples Group has grown from modest beginnings into one of the world's preeminent professional services firms, offering specialised fiduciary, fund administration, regulatory and compliance, entity formation and management and legal services on the laws of the British Virgin Islands, the Cayman Islands, Ireland, Jersey and Luxembourg. Disclaimer All personal information collected during the application process will be used for recruitment-related purposes only. Please refer to our Job Applicant Privacy Notice at maples.com/privacy for details on how we handle personal information relating to job applicants. Financial Crime Glossary (1) Financial Crime includes money laundering , terrorist financing , proliferation financing , sanctions , sanctions evasion , tax evasion , bribery and corruption , fraud , cybercrimes and related matters . #J-18808-Ljbffr