Global Compliance Leader, Fintech Brokerage

A leading global fintech company based in Hong Kong is seeking an experienced Operations Leader to drive efficiency and compliance within its operations. You will be responsible for managing audits, leading cross-functional projects, and optimizing vendor relationships. The ideal candidate has over 10 years of experience in operations, particularly in the...

Looking for compliance candidates from online brokerage firms ! Open to candidates from securities firms ! About Our Client My client is a global fintech brokerage offering commission-free trading across stocks, ETFs, options, and crypto. Known for its advanced trading tools and user-friendly platform, it serves both retail and institutional clients in...

A leading investment bank in Hong Kong is seeking a Head of Fintech to oversee the delivery of FinTech projects and manage technological solutions. The ideal candidate will have at least 20 years of experience in information technology, with a strong emphasis on FinTech development, including a decade in managerial roles. Responsibilities include...

A leading fintech organization is seeking a Senior Legal & Compliance Counsel to lead the legal and compliance strategy across a complex multinational structure. The ideal candidate will have significant expertise in fintech regulations, strong contract negotiation skills, and experience advising executive leadership. This role offers the opportunity to...

Fintech Compliance Manager (HK$40K - $50K) (Ref. No.: 27472) Our client, a Leading Bank, is looking for high-caliber person to fill the position. Job Duties Develop and execute the Banking Fintech Compliance / AI Compliance Policy, Regulatory and Monitoring review programs and ensure that they are in accordance with local regulatory framework as well as the...

A leading financial institution is seeking a Fintech Compliance Manager in Hong Kong. You will develop and execute compliance policies, advise management on compliance matters, and monitor regulatory issues related to fintech and banking products. The ideal candidate holds a university degree and has solid experience in banking fintech compliance. Excellent...

A financial services recruitment firm is seeking a Head of Payment & Operations to enhance payment solutions in the fintech space. The ideal candidate will possess over 10 years of experience in product management, especially in global payment systems. Key responsibilities include designing payment strategies, managing strategic alliances, and ensuring...

A leading fintech company in Hong Kong seeks a Regulatory Compliance Officer to provide leadership in compliance for licensed subsidiaries. The role involves developing and maintaining compliance policies, training programs, and serving as the main contact with regulators. Applicants should have a university degree and at least 5 years of relevant experience...

A leading FinTech company in Hong Kong is seeking an experienced Marketing Director to spearhead global marketing strategies. This strategic role focuses on user acquisition, brand awareness, and market share growth in cross-border payments and digital assets. The ideal candidate will possess deep knowledge of the FinTech ecosystem, strong leadership...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...