SVP Compliance

Your new company Hiring SVP, Risk for a leading fintech platform with SFC license. Drive risk governance and strategic initiatives. Your new role As SVP, Risk, you will lead the enterprise risk management strategy, oversee market, credit, and operational risk frameworks, and ensure compliance with regulatory requirements. You will work closely with senior...

A top financial institution in Hong Kong is seeking a Senior Auditor (SVP) to lead oversight of audits and regulatory compliance in the North Asia Region. The ideal candidate will have 10+ years of experience in audit and risk control, holding a professional qualification like CPA or CA. This role involves planning and executing audits, preparing...

A medium-sized financial institution in Central Hong Kong seeks a Vice President (VP) or Senior Vice President (SVP) in Human Resources. This role involves overseeing full-cycle HR functions, aligning processes with local regulations, and contributing to policy development. The ideal candidate will have over 8 years of HR experience, strong communication in...

Competitive Package Growing Team About Our Client This opportunity is with a large Banking group with global footprints and a strong presence in Hong Kong. The company is known for its robust banking and financial services offerings and is committed to delivering exceptional solutions to its clients. Job Description As an SVP - Fixed Income FI Sales, your...

Job Description - SVP, AML Advisory, Assurance & Risk Control, Institutional Banking Group (WD71326) Job Description SVP, AML Advisory, Assurance & Risk Control, Institutional Banking Group - (WD71326) Business Function Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash...

Our client is an expanding listed investment firm with significant growth and excellent business plans for success in the coming future. They do various business including securities, asset management, corporate finance, etc. (SFC licensed activities #1, 2, 4, 6 & 9) Report to the Chief Legal & Compliance Officer and supervise a team of 3 subordinates to...

Job Description - SVP, Team Lead, HR Relationship Management, Human Resources Q) Job Description SVP, Team Lead, HR Relationship Management, Human Resources - ( Q ) Business Function Group Human Resources has the important role of attracting, retaining, and nurturing talent to ensure that DBS continues to be a competitive employer in Asia. With a...

Regional Finance SVP, Global Private Equity Our Client The most prominent Global top 10 PE & credit markets capital group with over USD 220 Bill AUMS and established operations across Europe, US and Asia is in search Regional Finance SVP in HK regional office. Job Duties Expansion headcount and assume the key regional corporate finance function Report to...

Senior Auditor (SVP), Regional Private Bank Team Head of Auditor (SVP) for North Asia Branch Oversight Audit, Risk & Regulatory Compliance Our Client World’s top 5 strongest bank & financial services group in ASEAN is in search for the Private Banking Auditor to head up the North Asia Regional Private Banking Branch. Job Duties Perform assessments of...

Our client is famous Sells side of Investment Bank and full license SFC Type 1,2,4,6,9 Position : SVP, TMT Sector Corporate Finance Budget : 90K -120K Responsibilities To be involved in a wide range of corporate finance transactions (including IPOs, spin-offs, financial advisory on mergers and acquisitions, compliance advisory, restructuring and other fund...